Filing Details
- Accession Number:
- 0001209191-22-039471
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-06-27 16:41:12
- Reporting Period:
- 2022-06-23
- Accepted Time:
- 2022-06-27 16:41:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1209028 | Arlington Asset Investment Corp. | AAIC | Services-Specialty Outpatient Facilities, Nec (8093) | MN |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1115044 | E Daniel Berce | C/O Arlington Asset Investment Corp. 6862 Elm Street, Suite 320 Mclean VA 22101 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2022-06-23 | 46,959 | $3.19 | 61,959 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2022-06-24 | 3,041 | $3.30 | 65,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Deferred Stock Units | $0.00 | 0 | 46,097 | Direct | ||
Class A Common Stock | Restricted Stock Units | $0.00 | 0 | 71,319 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
0 | 46,097 | Direct | |
0 | 71,319 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.080to $3.250. The reporting person undertakes to prove to Arlington Asset Investment Corp. (the "Company"), any security holder of the Company,or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased ateach separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.240to $3.320. The reporting person undertakes to prove to the Company, any security holder of the Company, or the staff of the SEC, upon request,full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Represents deferred stock units ("DSUs") previously granted pursuant the Company's 2021 Long-Term Incentive Plan. DSUs have the same material terms as restricted stock units ("RSUs"). No transaction occurred and is for informational purposes only.
- Represents RSUs previously granted pursuant the Company's prior long-term incentive plans. RSUs have the same material terms as DSUs. No transaction occurred and is for informational purposes only.