Filing Details
- Accession Number:
- 0001234452-11-000245
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-13 21:26:57
- Reporting Period:
- 2011-06-09
- Filing Date:
- 2011-06-13
- Accepted Time:
- 2011-06-13 21:26:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
902269 | M Irwin Jacobs | 5775 Morehouse Dr. San Diego CA 92121-1714 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-09 | 62,500 | $29.21 | 62,500 | No | 4 | M | Indirect | by Spouse |
Common Stock | Disposition | 2011-06-09 | 62,500 | $0.00 | 0 | No | 4 | J | Indirect | by Spouse |
Common Stock | Disposition | 2011-05-25 | 17,590 | $0.00 | 2,338,567 | No | 5 | G | Indirect | by Trust |
Common Stock | Disposition | 2011-06-01 | 43,129 | $0.00 | 2,295,438 | No | 5 | G | Indirect | by Trust |
Common Stock | Acquisiton | 2011-06-09 | 62,500 | $0.00 | 2,357,938 | No | 4 | J | Indirect | by Trust |
Common Stock | Disposition | 2011-06-09 | 62,500 | $56.14 | 2,295,438 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | by Spouse |
No | 4 | J | Indirect | by Spouse |
No | 5 | G | Indirect | by Trust |
No | 5 | G | Indirect | by Trust |
No | 4 | J | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-06 | 250,000 | $0.00 | 250,000 | $43.62 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-09 | 62,500 | $0.00 | 62,500 | $29.21 |
Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2011-06-06 | 250,000 | $0.00 | 250,000 | $43.62 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-12-02 | No | 5 | G | Direct | |
102,500 | 2011-11-29 | No | 4 | M | Indirect | |
250,000 | 2014-12-02 | No | 5 | G | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,897 | Direct | |
Common Stock | 8,823,981 | Indirect | By GRAT |
Common Stock | 8,823,981 | Indirect | by GRAT S |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | $29.21 | 2011-11-29 | 10,000 | 10,000 | Direct | |
Common Stock | Non-Qualified Stock Option (right to buy) | $43.62 | 2014-12-02 | 250,000 | 250,000 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2011-11-29 | 10,000 | 10,000 | Direct |
2014-12-02 | 250,000 | 250,000 | Indirect |
Footnotes
- Grantor Retained Annuity Trust (GRAT) for the benefit of insider's spouse.
- Transfer of ownership form of securities.
- Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.
- The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
- The sale prices for this transaction ranged from $56.01 to $56.37. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- Stock options held by Nicholas S. Oliva, Trustee of the Irwin Mark Jacobs' Grantor Retained Annuity Trust.
- Securities held by Joan Klein Jacobs, Trustee of the Joan Klein Jacobs' Grantor Retained Annuity Trust.
- The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
- The options vest as to 10% of the total shares granted on May 31, 2002 and as to 1/60th of the total shares granted on each monthly anniversary beginning on June 30, 2002.