Filing Details

Accession Number:
0001234452-11-000245
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-13 21:26:57
Reporting Period:
2011-06-09
Filing Date:
2011-06-13
Accepted Time:
2011-06-13 21:26:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
804328 Qualcomm Inc QCOM Radio & Tv Broadcasting & Communications Equipment (3663) 953685934
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
902269 M Irwin Jacobs 5775 Morehouse Dr.
San Diego CA 92121-1714
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-06-09 62,500 $29.21 62,500 No 4 M Indirect by Spouse
Common Stock Disposition 2011-06-09 62,500 $0.00 0 No 4 J Indirect by Spouse
Common Stock Disposition 2011-05-25 17,590 $0.00 2,338,567 No 5 G Indirect by Trust
Common Stock Disposition 2011-06-01 43,129 $0.00 2,295,438 No 5 G Indirect by Trust
Common Stock Acquisiton 2011-06-09 62,500 $0.00 2,357,938 No 4 J Indirect by Trust
Common Stock Disposition 2011-06-09 62,500 $56.14 2,295,438 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect by Spouse
No 4 J Indirect by Spouse
No 5 G Indirect by Trust
No 5 G Indirect by Trust
No 4 J Indirect by Trust
No 4 S Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-06-06 250,000 $0.00 250,000 $43.62
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-06-09 62,500 $0.00 62,500 $29.21
Common Stock Non-Qualified Stock Option (right to buy) Acquisiton 2011-06-06 250,000 $0.00 250,000 $43.62
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-12-02 No 5 G Direct
102,500 2011-11-29 No 4 M Indirect
250,000 2014-12-02 No 5 G Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,897 Direct
Common Stock 8,823,981 Indirect By GRAT
Common Stock 8,823,981 Indirect by GRAT S
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Option (right to buy) $29.21 2011-11-29 10,000 10,000 Direct
Common Stock Non-Qualified Stock Option (right to buy) $43.62 2014-12-02 250,000 250,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2011-11-29 10,000 10,000 Direct
2014-12-02 250,000 250,000 Indirect
Footnotes
  1. Grantor Retained Annuity Trust (GRAT) for the benefit of insider's spouse.
  2. Transfer of ownership form of securities.
  3. Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.
  4. The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
  5. The sale prices for this transaction ranged from $56.01 to $56.37. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
  6. Stock options held by Nicholas S. Oliva, Trustee of the Irwin Mark Jacobs' Grantor Retained Annuity Trust.
  7. Securities held by Joan Klein Jacobs, Trustee of the Joan Klein Jacobs' Grantor Retained Annuity Trust.
  8. The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
  9. The options vest as to 10% of the total shares granted on May 31, 2002 and as to 1/60th of the total shares granted on each monthly anniversary beginning on June 30, 2002.