Filing Details

Accession Number:
0001437749-22-015511
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-06-21 17:21:57
Reporting Period:
2022-06-16
Accepted Time:
2022-06-21 17:21:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1620393 Nexpoint Residential Trust Inc. NXRT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228922 D James Dondero 300 Crescent Court
Suite 700
Dallas TX 75201
President Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-06-16 17,050 $59.01 2,033,188 No 4 P Indirect By trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 146,738 Indirect By NexPoint Advisors, L.P.
Common Stock 348,601 Indirect See Footnote
Common Stock 60,915 Direct
Common Stock 12,205 Indirect See Footnote
Common Stock 63,719 Indirect See Footnote
Common Stock 30,561 Indirect By 401(k)
Footnotes
  1. These shares are held by a trust. Mr. Dondero disclaims beneficial ownership of such shares.
  2. 36,822 shares are held by NexPoint Real Estate Strategies Fund, 86,648 shares are held by NexPoint Strategic Opportunities Fund and 23,268 shares are held by NexPoint Capital, Inc. These entities are managed by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  3. 166,376 shares are held by Highland Global Allocation Fund, 28,317 shares are held by Highland Small-Cap Equity Fund and 153,908 shares are held by Highland Income Fund. These entities are managed by Highland Capital Management Fund Advisers, which is ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  4. These shares are held through PCMG Trading Partners XXIII, L.P. ("PCMG"). The reporting person may be deemed to be an indirect beneficial owner of the shares held by PCMG. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  5. These shares are held by subsidiaries of the trust referenced in footnote 1 to this Form 4. Mr. Dondero disclaims beneficial ownership of such shares.
  6. Includes shares acquired under a dividend reinvestment plan.