Filing Details
- Accession Number:
- 0001437749-22-015340
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-06-17 20:00:47
- Reporting Period:
- 2022-06-16
- Accepted Time:
- 2022-06-17 20:00:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1499422 | Rbb Bancorp | RBB | State Commercial Banks (6022) | 272776416 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1711496 | Phong Yee Thian | 1055 Wilshire Blvd Suite 1200 Los Angeles CA 90017 | Former President/Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, No Par Value | Acquisiton | 2022-06-16 | 11,763 | $11.15 | 529,065 | No | 4 | M | Direct | |
| Common Stock, No Par Value | Disposition | 2022-06-16 | 11,763 | $20.25 | 517,302 | No | 4 | S | Direct | |
| Common Stock, No Par Value | Acquisiton | 2022-06-16 | 27,000 | $11.15 | 544,302 | No | 4 | M | Direct | |
| Common Stock, No Par Value | Disposition | 2022-06-16 | 27,000 | $20.24 | 517,302 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Disposition | 2022-06-16 | 38,763 | $11.15 | 204,919 | $11.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 166,156 | 2023-01-01 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | $11.15 | 2023-05-15 | 10,763 | 10,763 | Direct | |
| Common Stock | Option (right to buy) | $13.21 | 2024-05-21 | 10,250 | 10,250 | Direct | |
| Common Stock | Option (right to buy) | $17.08 | 2025-05-20 | 10,000 | 10,000 | Direct | |
| Common Stock | Option (right to buy) | $18.25 | 2026-05-17 | 10,000 | 10,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-05-15 | 10,763 | 10,763 | Direct |
| 2024-05-21 | 10,250 | 10,250 | Direct |
| 2025-05-20 | 10,000 | 10,000 | Direct |
| 2026-05-17 | 10,000 | 10,000 | Direct |
Footnotes
- These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
- These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
- These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
- These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
- These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
Billionaire Hedge Funds
