Filing Details
- Accession Number:
- 0001140361-11-032694
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2011-06-13 17:35:52
- Reporting Period:
- 2011-02-28
- Filing Date:
- 2011-06-13
- Accepted Time:
- 2011-06-13 17:35:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 826253 | Aura Systems Inc | AUSI.PK | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 954106894 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1352385 | Melvin Gagerman | 1310 E. Grand Ave. El Segundo CA 90245 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2009-02-28 | 397,542 | $0.00 | 397,542 | No | 5 | P | Indirect | by trust |
| Common Stock | Acquisiton | 2011-01-31 | 97,514 | $0.55 | 97,514 | No | 5 | P | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | P | Indirect | by trust |
| No | 5 | P | Indirect | by Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options (right to buy) | Acquisiton | 2009-06-15 | 1,400,000 | $0.00 | 1,400,000 | $0.75 |
| Common Stock | Options (right to buy) | Acquisiton | 2010-12-15 | 50,000 | $0.00 | 50,000 | $0.75 |
| Common Stock | Options (right to buy) | Acquisiton | 2008-12-18 | 12,500 | $0.00 | 12,500 | $3.00 |
| Common Stock | Warrants | Acquisiton | 2007-03-01 | 10,989 | $4.00 | 10,989 | $4.00 |
| Common Stock | Warrants | Acquisiton | 2009-10-28 | 107,340 | $1.00 | 107,340 | $0.00 |
| Common Stock | Convertible Note | Acquisiton | 2010-03-12 | 480,000 | $360,000.00 | 480,000 | $0.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,400,000 | 2009-12-14 | 2014-06-14 | No | 5 | A | Direct |
| 50,000 | 2011-06-14 | 2015-12-14 | No | 5 | A | Direct |
| 12,500 | 2009-06-17 | 2003-12-17 | No | 5 | A | Direct |
| 10,989 | 2007-03-01 | 2012-02-28 | No | 5 | P | Indirect |
| 107,340 | 2009-10-28 | 2014-10-27 | No | 5 | P | Indirect |
| 480,000 | 2010-09-12 | 2010-09-12 | No | 5 | P | Indirect |
Footnotes
- Acquired at various times and prices
- The Securities are held by the Melvin and Normie Gagerman Trust
- Granted as a corporate incentive
- $1.25 per share the first twelve (12) months from the date if issuance (Octobe 28, 2009), $1.50 per share from the thirteenth (13th) to the twenty fourth (24th) month from the twenty fifth (25th) to the sixteeth (60th) month from the date of issuance.
Billionaire Hedge Funds
