Filing Details
- Accession Number:
- 0001144204-11-035454
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-13 17:31:58
- Reporting Period:
- 2011-02-09
- Filing Date:
- 2011-06-13
- Accepted Time:
- 2011-06-13 17:31:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
790024 | China Shen Zhou Mining & Resources Inc. | SHZ | Metal Mining (1000) | 870430816 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1408383 | Xueming Xu | Suite 1210, Zeyang Tower No. 166 Fushi Road, Shijingshan District Beijing F4 100043 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-02-09 | 30,000 | $7.10 | 1,840,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-09 | 50,000 | $7.40 | 1,790,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-04-21 | 10,000 | $4.74 | 1,800,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-04-21 | 10,000 | $4.52 | 1,810,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-05-04 | 4,120 | $4.35 | 1,814,120 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-05-04 | 10,000 | $4.41 | 1,824,120 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-05-04 | 10,000 | $4.40 | 1,834,120 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-05-05 | 10,000 | $4.38 | 1,844,120 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |