Filing Details
- Accession Number:
- 0001213900-22-033568
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-06-17 15:38:06
- Reporting Period:
- 2022-06-15
- Accepted Time:
- 2022-06-17 15:38:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 879911 | Applied Energetics Inc. | AERG | Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) | 770262908 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1760590 | Jr. E. John Schultz | C/O Applied Energetics, Inc. 9070 S. Rita Road, Suite 1500 Tucson AZ 85747 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Disposition | 2022-06-15 | 3,500 | $2.30 | 559,000 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2022-06-15 | 1,500 | $2.27 | 557,500 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2022-06-15 | 625 | $2.35 | 556,875 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2022-06-15 | 1,875 | $2.36 | 555,000 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2022-06-15 | 3,700 | $2.35 | 551,300 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2022-06-15 | 1,300 | $2.36 | 550,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | 500,000 | Indirect | By Oak Tree Asset Management |
| Common Stock, Par Value $0.001 Per Share | 750,000 | Indirect | By Spouse |
Footnotes
- All shares directly owned are held in Mr. Schultz's Roth IRA. Mr. Schultz's total direct and indirect beneficial ownership of non-derivative securities is 1,800,000 shares.
Billionaire Hedge Funds
