Filing Details
- Accession Number:
- 0000014693-11-000034
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2011-06-13 17:18:01
- Reporting Period:
- 2011-04-30
- Filing Date:
- 2011-06-13
- Accepted Time:
- 2011-06-13 17:18:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
14693 | Brown Forman Corp | BFA,BFB | Beverages (2080) | 610143150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1351766 | Mccauley J Brown | 850 Dixie Highway Louisville KY 40210 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common | Acquisiton | 2011-01-31 | 47,000 | $0.00 | 548,926 | No | 5 | J | Indirect | By Brown Ventures, LLC |
Class A Common | Disposition | 2011-01-31 | 47,000 | $0.00 | 0 | No | 5 | J | Indirect | By Brown FLIP |
Class A Common | Disposition | 2010-12-27 | 21,325 | $0.00 | 170,675 | No | 5 | G | Indirect | By GRAT |
Class A Common | Acquisiton | 2010-12-27 | 21,325 | $0.00 | 21,325 | No | 5 | G | Indirect | By JMB Irrev Trust |
Class A Common | Acquisiton | 2010-12-10 | 350 | $0.00 | 2,429 | No | 5 | G | Indirect | By children |
Class A Common | Acquisiton | 2011-02-25 | 143 | $67.94 | 2,585 | No | 5 | P | Indirect | By children |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Indirect | By Brown Ventures, LLC |
No | 5 | J | Indirect | By Brown FLIP |
No | 5 | G | Indirect | By GRAT |
No | 5 | G | Indirect | By JMB Irrev Trust |
No | 5 | G | Indirect | By children |
No | 5 | P | Indirect | By children |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common | 89,868 | Direct | |
Class A Common | 28,000 | Indirect | By MAE LLC |
Class A Common | 30,172 | Indirect | By Spouse |
Footnotes
- Adjusted to reflect shares contributed from reporting person's direct holdings to GRAT.
- The Brown Family Limited Partnership merged into Brown Ventures, LLC on January 31, 2011, with no change iin the reporting person's pecuniary interest therein. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- Adjusted to include shares held under the Brown-Forman Dividend Reivestment Plan.