Filing Details

Accession Number:
0000014693-11-000034
Form Type:
5
Zero Holdings:
No
Publication Time:
2011-06-13 17:18:01
Reporting Period:
2011-04-30
Filing Date:
2011-06-13
Accepted Time:
2011-06-13 17:18:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
14693 Brown Forman Corp BFA,BFB Beverages (2080) 610143150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1351766 Mccauley J Brown 850 Dixie Highway
Louisville KY 40210
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Acquisiton 2011-01-31 47,000 $0.00 548,926 No 5 J Indirect By Brown Ventures, LLC
Class A Common Disposition 2011-01-31 47,000 $0.00 0 No 5 J Indirect By Brown FLIP
Class A Common Disposition 2010-12-27 21,325 $0.00 170,675 No 5 G Indirect By GRAT
Class A Common Acquisiton 2010-12-27 21,325 $0.00 21,325 No 5 G Indirect By JMB Irrev Trust
Class A Common Acquisiton 2010-12-10 350 $0.00 2,429 No 5 G Indirect By children
Class A Common Acquisiton 2011-02-25 143 $67.94 2,585 No 5 P Indirect By children
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 J Indirect By Brown Ventures, LLC
No 5 J Indirect By Brown FLIP
No 5 G Indirect By GRAT
No 5 G Indirect By JMB Irrev Trust
No 5 G Indirect By children
No 5 P Indirect By children
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common 89,868 Direct
Class A Common 28,000 Indirect By MAE LLC
Class A Common 30,172 Indirect By Spouse
Footnotes
  1. Adjusted to reflect shares contributed from reporting person's direct holdings to GRAT.
  2. The Brown Family Limited Partnership merged into Brown Ventures, LLC on January 31, 2011, with no change iin the reporting person's pecuniary interest therein. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  3. Adjusted to include shares held under the Brown-Forman Dividend Reivestment Plan.