Filing Details
- Accession Number:
- 0001437749-22-015213
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-06-16 19:30:53
- Reporting Period:
- 2022-06-14
- Accepted Time:
- 2022-06-16 19:30:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1356115 | Nexpoint Diversified Real Estate Trust | NXDT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1228922 | D James Dondero | 300 Crescent Court, Suite 700 Dallas TX 75201 | See Remarks | No | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-06-14 | 21,090 | $14.80 | 3,508,561 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2022-06-15 | 5,290 | $14.94 | 3,513,851 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 85,285 | Direct | |
Common Stock | 1,825,479 | Indirect | See Footnote |
Common Stock | 238,207 | Indirect | See Footnote |
Common Stock | 509,462 | Indirect | See Footnote |
Common Stock | 60,352 | Indirect | By employee benefit plan |
Footnotes
- These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares.
- 549,863 shares are held by Highland Global Allocation Fund, 118,673 shares are held by Highland Small-Cap Equity Fund and 1,156,943 shares are heldby Highland Income Fund. These entities are managed by Highland Capital Management Fund Advisers, which is ultimately controlled by Mr. Dondero.Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such sharesexcept to the extent of his pecuniary interest therein.
- 62,426.53 shares are held by PCMG Trading Partners XXIII, L.P. and 175,780 shares are held by Governance Re Ltd. These entities are ultimatelycontrolled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaimsbeneficial ownership of such shares except to the extent of his pecuniary interest therein.
- These shares are held by subsidiaries of The Dugaboy Investment Trust. Mr. Dondero disclaims beneficial ownership of such shares.