Filing Details
- Accession Number:
- 0001818874-22-000134
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-06-16 18:14:29
- Reporting Period:
- 2022-06-14
- Accepted Time:
- 2022-06-16 18:14:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1818874 | Sofi Technologies Inc. | SOFI | Finance Services (6199) | 981547291 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1820540 | Michelle Gill | C/O Sofi Technologies, Inc. 234 1St Street San Francisco CA 94105 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-06-14 | 228,755 | $0.00 | 1,999,860 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-06-14 | 118,637 | $5.88 | 1,881,223 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2022-06-14 | 50,000 | $5.48 | 1,831,223 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock | Disposition | 2022-06-14 | 228,755 | $0.00 | 228,755 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,748,257 | No | 4 | M | Direct |
Footnotes
- Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
- Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
- Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.
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