Home > Insider Trading > Filing (0001140361-22-023264)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1816431	Quantum-Si Inc	QSI	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1076352	M Jonathan Rothberg	C/O Quantum-Si Incorporated 530 Old Whitfield Street Guilford CT 06437	Interim Ceo	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2022-06-14	25,561	$3.10	2,568,443	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	6,230,108	Indirect	By 2012 JMR Trust Common, LLC
Class A Common Stock	1,250,000	Indirect	By NVR TR, LLC
Class A Common Stock	1,250,000	Indirect	By JNR TR, LLC
Class A Common Stock	1,250,000	Indirect	By JAR TR, LLC
Class A Common Stock	1,250,000	Indirect	By GBR TR, LLC
Class A Common Stock	1,250,000	Indirect	By EJR TR, LLC
Class A Common Stock	1,917,067	Indirect	By 23rd Century Capital LLC
Class A Common Stock	273,422	Indirect	By Bonnie E Gould Rothberg MD
Class B Common Stock	17,943,750	Indirect	By 4C Holdings I, LLC
Class B Common Stock	1,993,750	Indirect	By 4C Holdings V, LLC

Footnotes

Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $3.065 to $3.1261 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, 2012 JMR Trust Common, LLC, NVR TR, LLC, JNR TR, LLC, JAR TR, LLC, GBR TR, LLC and EJR TR, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC.
Shares previously held by 2012 JMR Trust Common, LLC that were distributed to NVR TR, LLC, JNR TR, LLC, JAR TR, LLC, GBR TR, LLC and EJR TR, LLC.