Filing Details
- Accession Number:
- 0000899243-22-022737
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-06-16 13:28:59
- Reporting Period:
- 2022-06-15
- Accepted Time:
- 2022-06-16 13:28:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
946454 | Ballantyne Strong Inc. | BTN | Photographic Equipment & Supplies (3861) | 470587703 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187586 | H Joseph Moglia | C/O Fundamental Global Gp, Llc 108 Gateway Boulevard, Suite 204 Mooresville NC 28117 | No | No | Yes | No | |
1619991 | Kyle Cerminara | C/O Fundamental Global Gp, Llc 108 Gateway Boulevard, Suite 204 Mooresville NC 28117 | Yes | No | Yes | No | |
1878780 | Fundamental Global Gp, Llc | 108 Gateway Blvd., Suite 204 Mooresville NC 28117 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2022-06-15 | 19,582 | $2.52 | 4,051,416 | No | 4 | P | Indirect | FUNDAMENTAL ACTIVIST FUND I, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | FUNDAMENTAL ACTIVIST FUND I, LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 853,619 | Indirect | FUNDAMENTAL GLOBAL HOLDINGS, LP |
Footnotes
- The funds managed by Fundamental Global GP, LLC beneficially own in the aggregate 4,905,035 shares of Common Stock, which represent approximately 25.5% of the Company's outstanding shares of Common Stock. Fundamental Global GP, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Activist Fund I, LP ("FAFI") and Fundamental Global Holdings, LP ("FGHP").
- Due to their positions with Fundamental Global GP, LLC and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FAFI and FGHP. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein.
- Mr. Moglia holds 636,291 shares of Common Stock directly and through the Moglia Family Foundation and trusts. Mr. Cerminara also holds additional shares of Common Stock.