Filing Details
- Accession Number:
- 0001179110-11-009549
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-13 16:20:26
- Reporting Period:
- 2011-06-09
- Filing Date:
- 2011-06-13
- Accepted Time:
- 2011-06-13 16:20:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 103145 | Veeco Instruments Inc | VECO | Special Industry Machinery, Nec (3559) | 112989601 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1251708 | P John Kiernan | Veeco Instruments Inc., Terminal Drive Plainview NY 11803 | Svp Finance & Corp. Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-06-09 | 3,500 | $0.00 | 18,138 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2011-06-13 | 8,334 | $17.48 | 26,472 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-13 | 8,334 | $52.80 | 18,138 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-06-13 | 5,866 | $34.13 | 24,004 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-13 | 5,866 | $52.67 | 18,138 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Purchase) | Acquisiton | 2011-06-09 | 7,000 | $51.70 | 7,000 | $51.70 |
| Common Stock | Stock Option (right to purchase) | Disposition | 2011-06-13 | 8,334 | $0.00 | 8,334 | $17.48 |
| Common Stock | Stock Option (right to purchase) | Disposition | 2011-06-13 | 5,866 | $0.00 | 5,866 | $34.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,000 | 2021-06-08 | No | 4 | A | Direct | |
| 0 | 2015-06-11 | No | 4 | M | Direct | |
| 11,734 | 2020-06-10 | No | 4 | M | Direct |
Footnotes
- These shares were acquired pursuant to a restricted stock award under the Veeco Instruments Inc. 2010 Stock Incentive Plan and are subject to certain restrictions. Vesting of these shares is conditioned on the achievement of certain performance criteria. If the designated performance criteria is met, then the restrictions will lapse with respect to one third of such shares on each of the second, third and fourth anniversaries of the grant date.
- The option will become exercisable with respect to 1/3 of such shares on each of the first, second and third anniversaries of the date of grant.
- The option was granted on June 12, 2008 and became exercisable with respect to 1/3 of such shares on each of the first, second and third anniversaries of the date of grant.
- The option was granted on June 11, 2010 and became exercisable with respect to 1/3 of such shares on each of the first, second and third anniversaries of the date of grant.
- Represents weighted average sale price. Actual sale prices ranged from $52.47 to $53.26 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price. Actual sale prices ranged from $52.47 to $52.98 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
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