Filing Details

Accession Number:
0001179110-22-003325
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-06-15 16:56:21
Reporting Period:
2022-06-13
Accepted Time:
2022-06-15 16:56:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1350653 Alphatec Holdings Inc. ATEC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1230641 L L James Tullis C/O Alphatec Spine, Inc.
1950 Camino Vida Roble
Carlsbad CA 92008
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-06-13 600,000 $0.00 397,606 No 4 J Indirect By Tullis Dickerson Capital Focus III, LP
Common Stock Acquisiton 2022-06-13 131,870 $0.00 380,095 No 4 J Indirect By Tullis-Dickerson Partners III, LLC
Common Stock Acquisiton 2022-06-15 18,546 $0.00 180,058 No 4 A Direct
Common Stock Acquisiton 2022-06-15 7,500 $6.76 187,558 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect By Tullis Dickerson Capital Focus III, LP
No 4 J Indirect By Tullis-Dickerson Partners III, LLC
No 4 A Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 547,974 Indirect By Tullis Growth Fund, L.P.
Footnotes
  1. On June 13, 2022, Tullis Dickerson Capital Focus III, LP distributed 600,000 shares to its partners on a pro rata basis (468,130 shares to its limited partners and 131,870 shares to its General Partner, Tullis-Dickerson Partners III, LLC).
  2. On June 15, 2022, issuer granted to the reporting person 18,546 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rated based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.75 to $6.77, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.