Filing Details

Accession Number:
0001140361-22-023074
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-06-15 16:33:55
Reporting Period:
2022-06-13
Accepted Time:
2022-06-15 16:33:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1728205 Piedmont Lithium Inc. PLL Mining & Quarrying Of Nonmetallic Minerals (No Fuels) (1400) 364996461
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1864191 D. Keith Phillips 42 E Catawba Street
Belmont NC 28012
President And Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Acquisiton 2022-06-13 15,000 $18.57 105,707 No 4 M Direct
Common Stock, Par Value $0.0001 Disposition 2022-06-13 5,819 $47.87 99,888 No 4 F Direct
Common Stock, Par Value $0.0001 Disposition 2022-06-13 3,837 $47.87 96,051 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.0001 Stock Option (right to buy) Disposition 2022-06-13 15,000 $0.00 15,000 $18.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,000 2021-05-18 2022-07-10 No 4 M Direct
Footnotes
  1. Represents shares sold for tax purposes in connection with exercise of stock options.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.82 to $47.96 per common share equivalent, inclusive. The reporting person undertakes to provide to Piedmont Lithium Inc., any security holder of Piedmont Lithium Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein to this Form 4.