Filing Details
- Accession Number:
- 0001415889-22-006590
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-06-15 16:18:37
- Reporting Period:
- 2022-06-13
- Accepted Time:
- 2022-06-15 16:18:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1819142 | Ses Ai Corp | SES | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1907071 | Joanne Ban | C/O Ses Ai Corporation 35 Cabot Road Woburn MA 01801 | Chief Legal & Corp. Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2022-06-13 | 4,678 | $0.14 | 228,141 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2022-06-13 | 37,331 | $0.15 | 265,472 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2022-06-13 | 26,859 | $4.03 | 238,613 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option | Disposition | 2022-06-13 | 4,678 | $0.00 | 4,678 | $0.14 |
Class A Common Stock | Stock Option | Disposition | 2022-06-13 | 37,331 | $0.00 | 37,331 | $0.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
46,699 | 2030-03-31 | No | 4 | M | Direct | |
704,266 | 2029-03-13 | No | 4 | M | Direct |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.01 to $4.06, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4
- Includes 223,463 shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on April 18, 2022 (the "Grant Date") pursuant to the Issuer's 2021 Incentive Award Plan. The RSUs will vest, and an equal number of shares of Class A Common Stock will be deliverable to the reporting person, in three equal installments on the first, second and third anniversaries of the Grant Date, subject to continued employment through each applicable vesting date
- Reflects fully vested options granted on April 1, 2020, subject to the Reporting Person's continued service on the vesting date.
- Reflects options granted on March 14, 2019 that vested 25% on the first anniversary of the grant date and continue to vest in equal monthly installments over the following 36 months, subject to the Reporting Person's continued service on the vesting date.