Filing Details
- Accession Number:
- 0001181431-11-036290
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-13 16:06:27
- Reporting Period:
- 2011-06-09
- Filing Date:
- 2011-06-13
- Accepted Time:
- 2011-06-13 16:06:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1135906 | Zalicus Inc. | ZLCS | Pharmaceutical Preparations (2834) | 043514457 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1350360 | Jason Cole | C/O Zalicus Inc. 245 First Street, 3Rd Floor Cambridge MA 02142 | Svp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-06-09 | 70,948 | $1.07 | 82,204 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-09 | 70,948 | $2.33 | 11,256 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-06-09 | 54,687 | $0.95 | 65,943 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-09 | 54,687 | $2.33 | 11,256 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-06-09 | 47,620 | $0.00 | 47,620 | $1.07 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-06-09 | 18,416 | $0.00 | 18,416 | $1.07 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-06-09 | 4,837 | $0.00 | 4,837 | $1.07 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-06-09 | 75 | $0.00 | 75 | $1.07 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-06-09 | 54,687 | $0.00 | 54,687 | $0.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-12-21 | 2016-01-23 | No | 4 | M | Direct |
| 8,371 | 2010-12-21 | 2017-01-17 | No | 4 | M | Direct |
| 1,117 | 2010-12-21 | 2016-07-12 | No | 4 | M | Direct |
| 7,738 | 2010-12-21 | 2017-07-11 | No | 4 | M | Direct |
| 295,313 | 2011-01-15 | 2020-01-15 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b-5-1 trading plan adopted by the reporting person on May 6, 2011.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.31 to $2.41. The reporting person undertakes to provide to Zalicus Inc., any security holder of Zalicus Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote 2 to this Form 4.
- The option vested with respect to 44,644 shares on December 21, 2010, and 2,976 shares on January 23, 2011.
- The option vested with respect to 18,416 shares on December 21, 2010, 1,674 shares on January 17, 2011 and 1,674 shares quarterly thereafter.
- The option vested with respect to 4,837 shares on December 21, 2010, 372 shares on January 12, 2011 and 372 shares quarterly thereafter.
- The option vested with respect to 4,395 shares on December 21, 2010, 488 shares on January 11, 2011 and 488 shares quarterly thereafter.
- The option vested with respect to 87,500 shares on January 15, 2011 and 21,875 shares quarterly thereafter.
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