Filing Details
- Accession Number:
- 0001104659-22-071097
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-06-14 17:53:25
- Reporting Period:
- 2022-06-07
- Accepted Time:
- 2022-06-14 17:53:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1753162 | Fathom Holdings Inc. | FTHM | Real Estate Agents & Managers (For Others) (6531) | 821518164 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1817271 | Marco Fregenal | C/O Fathom Holdings Inc. 2000 Regency Parkway Drive, Suite 300 Cary NC 27518 | Chief Financial Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-06-13 | 20,000 | $9.12 | 1,166,080 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-06-10 | 10,000 | $10.17 | 1,146,080 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2022-06-07 | 15,000 | $0.00 | 1,136,080 | No | 4 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | G | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,291 | Indirect | See footnote |
| Common Stock | 150,000 | Indirect | By: Fregenal 2020 Irrevocable Trust |
Footnotes
- The price reported is the weighted average price of securities that were purchased in the open market in multiple transactions at prices ranging from $8.98 to $9.63. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange, upon request, full information regarding the number of shares purchased at each separate price within such range.
- Of these shares, 8,359 shares are restricted and vest in full on March 4, 2024, 2,213 shares are restricted and vest in full on July 1, 2024, 9,222 shares are restricted and vest in full on November 30, 2024, and 24,680 shares are restricted and vest in full on March 31, 2025.
- The price reported is the weighted average price of securities that were purchased in the open market in multiple transactions at prices ranging from $9.96 to $10.21. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange, upon request, full information regarding the number of shares purchases at each separate price within such range.
- Of these shares, 329 shares were granted to the reporting person's wife and are restricted and vest in full on March 4, 2024, and 2,962 shares were granted to the reporting person's wife and are restricted and vest in full on March 31, 2025.
- These shares are held by a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Billionaire Hedge Funds
