Filing Details
- Accession Number:
- 0001140361-22-022800
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-06-13 19:05:45
- Reporting Period:
- 2022-06-09
- Accepted Time:
- 2022-06-13 19:05:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1831096 | Great Elm Group Inc. | GEG | Services-Prepackaged Software (7372) | 853622015 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1931402 | David Matter | C/O Great Elm Group, Inc. 800 South Street, Suite 230 Waltham MA 02453 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-06-09 | 17,074 | $0.00 | 50,022 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2022-06-09 | 17,074 | $0.00 | 67,096 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2022-06-10 | 24,499 | $2.40 | 91,595 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2022-06-13 | 6,622 | $2.37 | 98,217 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- The Reporting Person was awarded 17,074 shares of restricted stock, 442 of which vested on May 31, 2022, and the remaining of which vest in equal monthly installments on the end of each month beginning on June 30, 2022 through December 31, 2022, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG").
- The Reporting Person was awarded 17,074 shares of restricted stock in lieu of cash for retainer fees for service on the Registrant's board of directors, 2,820 of which vest on June 30, 2022, and the remaining of which vest in equal quarterly installments on the end of each quarter beginning on September 30, 2022 through December 31, 2022, contingent upon continued service as a member of the board of directors of GEG.