Filing Details

Accession Number:
0001213900-22-032539
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-06-13 16:50:39
Reporting Period:
2022-06-09
Accepted Time:
2022-06-13 16:50:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1851860 Smart For Life Inc. SMFL Medicinal Chemicals & Botanical Products (2833) 815360128
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1908583 S. Ronald Altbach C/O Smart For Life Inc.,
990 Biscayne Blvd., Suite 503
Miami, FL 33132
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-06-09 200,000 $0.01 250,000 No 4 M Direct
Common Stock Disposition 2022-06-09 888 $0.44 249,112 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2022-06-09 200,000 $0.00 200,000 $0.01
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-04-13 2031-04-13 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,000,000 Indirect Held by Mesa Lane LLC
Footnotes
  1. On June 9, 2022, the Reporting Person exercised a stock option to purchase 200,000 shares of common stock of the Issuer for $0.01 per share. The Reporting Person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 888 of the option shares to pay the exercise price and issuing to the Reporting Person the remaining 199,112 shares.
  2. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.