Filing Details
- Accession Number:
- 0001209191-22-036351
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-06-13 16:43:11
- Reporting Period:
- 2022-06-10
- Accepted Time:
- 2022-06-13 16:43:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880807 | American Superconductor Corp | AMSC | Motors & Generators (3621) | 042959321 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1703463 | Jr W John Kosiba | C/O American Superconductor Corporation 114 East Main St Ayer MA 01432 | Svp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2022-06-10 | 8,473 | $5.97 | 188,759 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,209 | Indirect | By 401(k) Plan |
Footnotes
- The reporting person received an award of 19,500 shares of restricted stock on October 31, 2019 that would vest upon American Superconductor Corporation's (the "Company") achievement of specified performance objectives. On June 9, 2022, the Board of Directors of the Company certified that maximum-level performance was achieved with respect to all such performance objectives. As a result, these shares have been fully vested. Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restrictedstock award. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
- The sales were executed in multiple trades at prices ranging from $5.90-$6.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
- Following all the transactions reported on this Form 4, the reporting person holds 188,759 shares directly.
- Following all the transactions reported on this Form 4, the reporting person holds 6,209 shares indirectly through the company's 401(k) plan as of June 13, 2022.
Billionaire Hedge Funds
