Filing Details
- Accession Number:
- 0001480248-11-000095
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-06-09 10:51:55
- Reporting Period:
- 2011-06-06
- Filing Date:
- 2011-06-09
- Accepted Time:
- 2011-06-09 10:51:55
- Original Submission Date:
- 2011-06-08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1394954 | Gt Solar International Inc. | SOLR | Semiconductors & Related Devices (3674) | 030606749 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1437763 | John Jeffrey Ford | Gt Solar International, Inc. 243 Daniel Webster Highway Merrimack NH 03054 | Vp, Gm, Asia | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Acquisiton | 2011-06-06 | 118,606 | $5.64 | 158,238 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 | Acquisiton | 2011-06-06 | 27,786 | $4.81 | 186,024 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 | Acquisiton | 2011-06-06 | 31,020 | $5.44 | 217,044 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2011-06-06 | 155,357 | $13.40 | 61,687 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2011-06-06 | 21,171 | $13.70 | 40,516 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2011-06-07 | 8,556 | $12.85 | 31,960 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Stock Option (Right to Buy) | Disposition | 2011-06-06 | 118,606 | $0.00 | 118,606 | $5.64 |
| Common Stock, Par Value $.01 | Stock Option (Right to Buy) | Disposition | 2011-06-06 | 27,786 | $0.00 | 27,786 | $4.81 |
| Common Stock, Par Value $.01 | Stock Option (Right to Buy) | Disposition | 2011-06-06 | 31,020 | $0.00 | 31,020 | $5.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,250 | 2017-12-21 | No | 4 | M | Direct | |
| 35,726 | 2019-09-01 | No | 4 | M | Direct | |
| 93,068 | 2020-06-02 | No | 4 | M | Direct |
Footnotes
- This amendment is being filed to correct the price at which these securities were sold.
- Of these options, one fourth vested on December 21, 2008, the first anniversary of the date of grant, and the balance vests in equal monthly installments of 1/48th of total each month subsequent to December 2008.
- Of these options, one fourth vested on September 1, 2010, the first anniversary of the date of grant, and the balance vests in equal monthly installments of 1/48th of total each month subsequent to September 2010.
- Of these options, one fourth vested on June 2, 2011, the first anniversary of the date of grant, and the balance vests in equal monthly installments of 1/48th of total each month subsequent to June 2011.
Billionaire Hedge Funds
