Filing Details
- Accession Number:
- 0001019056-22-000450
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-06-13 16:01:23
- Reporting Period:
- 2022-06-09
- Accepted Time:
- 2022-06-13 16:01:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1783875 | 4Front Ventures Corp. | FFNTF | Medicinal Chemicals & Botanical Products (2833) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1838456 | Chetan Gulati | C/O 4Front Ventures Corp. 5060 N. 40Th Street, Suite 120 Phoenix AZ 85018 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Subordinate Voting Shares | Disposition | 2022-06-09 | 2,895,315 | $0.00 | 24,279,427 | No | 4 | J | Indirect | Navy Capital Green Co-Invest Fund, LLC |
Class A Subordinate Voting Shares | Disposition | 2022-06-10 | 300,000 | $0.68 | 23,979,427 | No | 4 | S | Indirect | Navy Capital Green Co-Invest Fund, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | Navy Capital Green Co-Invest Fund, LLC |
No | 4 | S | Indirect | Navy Capital Green Co-Invest Fund, LLC |
Footnotes
- Navy Capital Green Co-Invest Fund, LLC distributed 2,895,315 of Class A Subordinate Voting Shares as an in-kind distribution to a redeeming member.
- The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purposes.
- The Reporting Person has voting and dipositive control over these shares as he is Managing Member, Head of Research and sits on the investment committee of Navy Capital Green Management, LLC, the investment advisor to Navy Capital Green Fund, LP and Navy Capital Green Co-Invest Fund, LLC and manager of Navy Capital Green Holdings, LLC.
- The selling price is CAD 0.8719, or US$0.68 per share of Class A Subordinate Voting Shares sold.