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Filing Details

Accession Number:: 0001225208-22-007997
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-06-13 10:12:24
Reporting Period:: 2022-06-10

Accepted Time:: 2022-06-13 10:12:24
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
910073	New York Community Bancorp Inc	NYCB	Savings Institutions, Not Federally Chartered (6036)	061377322

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1511853	A. Ronald Rosenfeld	102 Duffy Avenue Hicksville NY 11801		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2022-06-10	25,000	$9.27	30,000	No	4	P	Indirect	By RAR Trust II
Series A Preferred Stock	Acquisiton	2022-06-10	10,000	$24.85	10,000	No	4	P	Indirect	By RAR Trust II

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By RAR Trust II
No	4	P	Indirect	By RAR Trust II

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	150,519	Indirect	By RAR Trust
Common Stock	2,163	Indirect	By Stock Award IX
Common Stock	600	Indirect	By Stock Award VII
Common Stock	1,200	Indirect	By Stock Award VIII
Common Stock	9,434	Indirect	By Stock Award XI

Footnotes

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.23 to $9.30, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.75 to $24.87, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
The number of shares held by RAR Trust includes certain shares that were previously held by Stock Awards and that have subsequently vested.
The remaining 2,163 shares, granted under Stock Award IX on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on January 29, 2023.
The remaining 600 shares, granted under Stock Award VII on February 15, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on February 15, 2023.
The remaining 1,200 shares, granted under Stock Award VIII on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 1, 2023.
9,434 shares granted under Stock Award XI on January 25, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest on January 25, 2023.