Filing Details
- Accession Number:
- 0001575705-22-000421
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-06-13 09:29:10
- Reporting Period:
- 2020-12-31
- Accepted Time:
- 2022-06-13 09:29:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 8504 | Ageagle Aerial Systems Inc. | UAVS | Aircraft (3721) | 880422242 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1749282 | Barrett Mooney | C/O Ageagle Aerial Systems, Inc. 8863 E. 34Th Street North Wichita KS 67226 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 | Acquisiton | 2021-02-01 | 10,000 | $0.41 | 110,000 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 | Disposition | 2021-02-01 | 10,000 | $9.92 | 100,000 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 | Acquisiton | 2021-03-01 | 10,000 | $0.41 | 110,000 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 | Disposition | 2021-03-01 | 10,000 | $8.52 | 100,000 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 | Acquisiton | 2021-03-30 | 10,000 | $0.41 | 110,000 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 | Disposition | 2021-03-30 | 10,000 | $5.76 | 100,000 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 | Acquisiton | 2021-04-30 | 10,000 | $0.41 | 110,000 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 | Disposition | 2021-04-30 | 10,000 | $5.83 | 100,000 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 | Acquisiton | 2021-06-01 | 10,000 | $0.41 | 110,000 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 | Disposition | 2021-06-01 | 10,000 | $5.11 | 100,000 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 | Acquisiton | 2021-06-30 | 10,000 | $0.41 | 110,000 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 | Disposition | 2021-06-30 | 10,000 | $5.35 | 100,000 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 | Acquisiton | 2021-07-21 | 5,000 | $0.41 | 105,000 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 | Disposition | 2021-07-21 | 5,000 | $4.17 | 100,000 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 | Acquisiton | 2021-08-17 | 5,000 | $0.41 | 105,000 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 | Disposition | 2021-08-17 | 5,000 | $3.53 | 100,000 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 | Acquisiton | 2021-09-14 | 5,000 | $0.41 | 105,000 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 | Disposition | 2021-09-14 | 5,000 | $3.30 | 100,000 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 | Acquisiton | 2021-10-19 | 5,000 | $0.41 | 105,000 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 | Disposition | 2021-10-19 | 5,000 | $2.95 | 100,000 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 | Acquisiton | 2022-01-11 | 25,000 | $0.41 | 125,000 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 | Disposition | 2022-01-11 | 25,000 | $1.44 | 100,000 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 | Acquisiton | 2022-02-15 | 25,000 | $0.41 | 125,000 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 | Disposition | 2022-02-15 | 25,000 | $1.04 | 100,000 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 | Acquisiton | 2022-03-15 | 25,000 | $0.41 | 125,000 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 | Disposition | 2022-03-15 | 25,000 | $0.93 | 100,000 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 | Acquisiton | 2022-04-12 | 25,000 | $0.41 | 125,000 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 | Disposition | 2022-04-12 | 25,000 | $1.05 | 100,000 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 | Acquisiton | 2022-05-17 | 25,000 | $0.41 | 125,000 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 | Disposition | 2022-05-17 | 25,000 | $0.77 | 100,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to purchase common stock, par value $0.001per share | Disposition | 2022-05-17 | 25,000 | $0.00 | 25,000 | $0.41 |
| Common Stock | Options to purchase common stock, par value $0.001per share | Disposition | 2022-04-12 | 25,000 | $0.00 | 25,000 | $0.41 |
| Common Stock | Options to purchase common stock, par value $0.001per share | Acquisiton | 2022-03-31 | 25,000 | $0.00 | 25,000 | $1.19 |
| Common Stock | Options to purchase common stock, par value $0.001per share | Disposition | 2022-03-15 | 25,000 | $0.00 | 25,000 | $0.41 |
| Common Stock | Options to purchase common stock, par value $0.001per share | Disposition | 2022-02-15 | 25,000 | $0.00 | 25,000 | $0.41 |
| Common Stock | Options to purchase common stock, par value $0.001per share | Disposition | 2022-01-11 | 25,000 | $0.00 | 25,000 | $0.41 |
| Common Stock | Options to purchase common stock, par value $0.001per share | Acquisiton | 2021-12-31 | 25,000 | $0.00 | 25,000 | $1.57 |
| Common Stock | Options to purchase common stock, par value $0.001per share | Disposition | 2021-10-19 | 5,000 | $0.00 | 5,000 | $0.41 |
| Common Stock | Options to purchase common stock, par value $0.001per share | Acquisiton | 2021-09-30 | 25,000 | $0.00 | 25,000 | $3.01 |
| Common Stock | Options to purchase common stock, par value $0.001per share | Disposition | 2021-09-14 | 5,000 | $0.00 | 5,000 | $0.41 |
| Common Stock | Options to purchase common stock, par value $0.001per share | Disposition | 2021-08-17 | 5,000 | $0.00 | 5,000 | $0.41 |
| Common Stock | Options to purchase common stock, par value $0.001per share | Disposition | 2021-07-21 | 5,000 | $0.00 | 5,000 | $0.41 |
| Common Stock | Options to purchase common stock, par value $0.001per share | Acquisiton | 2021-06-30 | 25,000 | $0.00 | 25,000 | $5.27 |
| Common Stock | Options to purchase common stock, par value $0.001per share | Disposition | 2021-06-30 | 10,000 | $0.00 | 10,000 | $0.41 |
| Common Stock | Options to purchase common stock, par value $0.001per share | Disposition | 2021-06-01 | 10,000 | $0.00 | 10,000 | $0.41 |
| Common Stock | Options to purchase common stock, par value $0.001per share | Disposition | 2021-04-30 | 10,000 | $0.00 | 10,000 | $0.41 |
| Common Stock | Options to purchase common stock, par value $0.001per share | Acquisiton | 2021-03-31 | 25,000 | $0.00 | 25,000 | $6.26 |
| Common Stock | Options to purchase common stock, par value $0.001per share | Disposition | 2021-03-30 | 10,000 | $0.00 | 10,000 | $0.41 |
| Common Stock | Options to purchase common stock, par value $0.001per share | Disposition | 2021-03-01 | 10,000 | $0.00 | 10,000 | $0.41 |
| Common Stock | Options to purchase common stock, par value $0.001per share | Disposition | 2021-02-01 | 10,000 | $0.00 | 10,000 | $0.41 |
| Common Stock | Options to purchase common stock, par value $0.001per share | Acquisiton | 2020-12-31 | 25,000 | $0.00 | 25,000 | $6.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 380,000 | 2019-03-31 | 2029-03-28 | No | 4 | M | Direct |
| 405,000 | 2019-03-31 | 2029-03-28 | No | 4 | M | Direct |
| 430,000 | 2027-03-30 | No | 4 | A | Direct | |
| 405,000 | 2019-03-31 | 2029-03-28 | No | 4 | M | Direct |
| 430,000 | 2019-03-31 | 2029-03-28 | No | 4 | M | Direct |
| 455,000 | 2019-03-31 | 2029-03-28 | No | 4 | M | Direct |
| 480,000 | 2026-12-30 | No | 4 | A | Direct | |
| 455,000 | 2019-03-31 | 2029-03-28 | No | 4 | M | Direct |
| 460,000 | 2026-09-29 | No | 4 | A | Direct | |
| 435,000 | 2019-03-31 | 2029-03-28 | No | 4 | M | Direct |
| 440,000 | 2019-03-31 | 2029-03-28 | No | 4 | M | Direct |
| 445,000 | 2019-03-31 | 2029-03-28 | No | 4 | M | Direct |
| 450,000 | 2026-06-29 | No | 4 | A | Direct | |
| 425,000 | 2019-03-31 | 2029-03-28 | No | 4 | M | Direct |
| 435,000 | 2019-03-31 | 2029-03-28 | No | 4 | M | Direct |
| 445,000 | 2019-03-31 | 2029-03-28 | No | 4 | M | Direct |
| 455,000 | 2026-03-30 | No | 4 | A | Direct | |
| 430,000 | 2019-03-31 | 2029-03-28 | No | 4 | M | Direct |
| 440,000 | 2019-03-31 | 2029-03-28 | No | 4 | M | Direct |
| 450,000 | 2019-03-31 | 2029-03-28 | No | 4 | M | Direct |
| 460,000 | 2026-12-30 | No | 4 | A | Direct |
Footnotes
- The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 07/31/2020.
- The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 07/21/2021.
- The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 01/11/2022.
- The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.
- The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.
- Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.10 to $9.98.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.51 to $8.56.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.76 to $5.77.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.83 to $5.845.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.11 to $5.12.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.35 to $5.37.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.53 to $3.545.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.43 to $1.45.
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