Filing Details
- Accession Number:
- 0001575705-22-000415
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-06-13 07:11:33
- Reporting Period:
- 2020-12-31
- Accepted Time:
- 2022-06-13 07:11:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 8504 | Ageagle Aerial Systems Inc. | UAVS | Aircraft (3721) | 880422242 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1447277 | Luisa Ingargiola | C/O Ageagle Aerial Systems Inc. 8863 E. 34Th Street North Wichita KS 67226 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 | Acquisiton | 2021-06-17 | 1,525 | $0.56 | 1,525 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 | Acquisiton | 2021-06-17 | 6,187 | $0.41 | 7,712 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 | Acquisiton | 2021-06-17 | 6,187 | $0.29 | 13,899 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 | Acquisiton | 2021-06-17 | 12,375 | $0.31 | 26,274 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 | Disposition | 2021-06-17 | 26,274 | $5.36 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to purchase common stock, par value $0.001per share | Acquisiton | 2022-03-31 | 25,000 | $0.00 | 25,000 | $1.19 |
| Common Stock | Options to purchase common stock, par value $0.001per share | Acquisiton | 2021-12-31 | 25,000 | $0.00 | 25,000 | $1.57 |
| Common Stock | Options to purchase common stock, par value $0.001per share | Acquisiton | 2021-09-30 | 25,000 | $0.00 | 25,000 | $3.01 |
| Common Stock | Options to purchase common stock, par value $0.001per share | Acquisiton | 2021-06-30 | 25,000 | $0.00 | 25,000 | $5.27 |
| Common Stock | Options to purchase common stock, par value $0.001per share | Disposition | 2021-06-17 | 1,525 | $0.00 | 1,525 | $0.56 |
| Common Stock | Options to purchase common stock, par value $0.001per share | Disposition | 2021-06-17 | 6,187 | $0.00 | 6,187 | $0.41 |
| Common Stock | Options to purchase common stock, par value $0.001per share | Disposition | 2021-06-17 | 6,187 | $0.00 | 6,187 | $0.29 |
| Common Stock | Options to purchase common stock, par value $0.001per share | Disposition | 2021-06-17 | 12,375 | $0.00 | 12,375 | $0.31 |
| Common Stock | Options to purchase common stock, par value $0.001per share | Acquisiton | 2021-03-31 | 25,000 | $0.00 | 25,000 | $6.26 |
| Common Stock | Options to purchase common stock, par value $0.001per share | Acquisiton | 2020-12-31 | 25,000 | $0.00 | 25,000 | $6.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 280,812 | 2027-03-30 | No | 4 | A | Direct | |
| 255,812 | 2026-12-30 | No | 4 | A | Direct | |
| 230,812 | 2026-09-29 | No | 4 | A | Direct | |
| 205,812 | 2026-06-29 | No | 4 | A | Direct | |
| 180,812 | 2018-12-31 | 2023-12-30 | No | 4 | M | Direct |
| 182,337 | 2019-03-31 | 2024-03-29 | No | 4 | M | Direct |
| 188,254 | 2019-06-30 | 2024-06-28 | No | 4 | M | Direct |
| 194,711 | 2019-09-30 | 2024-09-28 | No | 4 | M | Direct |
| 207,086 | 2026-03-30 | No | 4 | A | Direct | |
| 182,086 | 2025-12-30 | No | 4 | A | Direct |
Footnotes
- The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/17/21.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/17/21.
- The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.
- The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.
- Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.31 to $5.38.
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