Filing Details

Accession Number:
0001209191-22-035976
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-06-10 17:01:02
Reporting Period:
2022-06-08
Accepted Time:
2022-06-10 17:01:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1811414 Quantumscape Corp QS Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 850796578
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1834027 Fritz Prinz C/O Quantumscape Corporation
1730 Technology Drive
San Jose CA 95110
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2022-06-08 93,360 $12.02 146,480 No 4 S Indirect By Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018
Class A Common Stock Disposition 2022-06-08 31,120 $12.02 32,160 No 4 S Indirect By Marie Helene Prinz 2019 Trust dated June 17, 2019
Class A Common Stock Disposition 2022-06-08 31,120 $12.02 32,160 No 4 S Indirect By Benedikt Prinz 2019 Trust dated June 17, 2019
Class A Common Stock Acquisiton 2022-06-09 818,146 $0.00 964,626 No 4 C Indirect By Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018
Class A Common Stock Acquisiton 2022-06-09 289,382 $0.00 321,542 No 4 C Indirect By Marie Helene Prinz 2019 Trust dated June 17, 2019
Class A Common Stock Acquisiton 2022-06-09 289,382 $0.00 321,542 No 4 C Indirect By Benedikt Prinz 2019 Trust dated June 17, 2019
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018
No 4 S Indirect By Marie Helene Prinz 2019 Trust dated June 17, 2019
No 4 S Indirect By Benedikt Prinz 2019 Trust dated June 17, 2019
No 4 C Indirect By Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018
No 4 C Indirect By Marie Helene Prinz 2019 Trust dated June 17, 2019
No 4 C Indirect By Benedikt Prinz 2019 Trust dated June 17, 2019
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2022-06-09 818,146 $0.00 818,146 $0.00
Class A Common Stock Class B Common Stock Disposition 2022-06-09 289,382 $0.00 289,382 $0.00
Class A Common Stock Class B Common Stock Disposition 2022-06-09 289,382 $0.00 289,382 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,374,969 No 4 C Indirect
801,200 No 4 C Indirect
801,200 No 4 C Indirect
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 0 1,055,131 Indirect
Class A Common Stock Class B Common Stock $0.00 0 1,055,131 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
0 1,055,131 Indirect
0 1,055,131 Indirect
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.64 to $12.39, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  3. The Class B Common Stock is convertible into Class A Common Stock at the holder's election and has no expiration date or conversion price. On June 9, 2022, the Reporting Person directed the conversion of shares of Class B Common Stock into Class A Common Stock.
  4. The Reporting Person transferred 6,890,327 shares of Class B Common Stock to a trust on November 30, 2021 and such shares are now owned indirectly.
  5. The Gertrude Prinz Annuity Trust dated August 31, 2020 transferred 151,394 shares of Class B Common Stock to Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018 on November 30, 2021.
  6. The Friedrich Prinz Annuity Trust dated August 31, 2020 transferred 151,394 shares of Class B Common Stock to Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018 on November 30, 2021.