Filing Details
- Accession Number:
- 0001209191-22-035976
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-06-10 17:01:02
- Reporting Period:
- 2022-06-08
- Accepted Time:
- 2022-06-10 17:01:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1811414 | Quantumscape Corp | QS | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 850796578 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1834027 | Fritz Prinz | C/O Quantumscape Corporation 1730 Technology Drive San Jose CA 95110 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2022-06-08 | 93,360 | $12.02 | 146,480 | No | 4 | S | Indirect | By Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018 |
Class A Common Stock | Disposition | 2022-06-08 | 31,120 | $12.02 | 32,160 | No | 4 | S | Indirect | By Marie Helene Prinz 2019 Trust dated June 17, 2019 |
Class A Common Stock | Disposition | 2022-06-08 | 31,120 | $12.02 | 32,160 | No | 4 | S | Indirect | By Benedikt Prinz 2019 Trust dated June 17, 2019 |
Class A Common Stock | Acquisiton | 2022-06-09 | 818,146 | $0.00 | 964,626 | No | 4 | C | Indirect | By Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018 |
Class A Common Stock | Acquisiton | 2022-06-09 | 289,382 | $0.00 | 321,542 | No | 4 | C | Indirect | By Marie Helene Prinz 2019 Trust dated June 17, 2019 |
Class A Common Stock | Acquisiton | 2022-06-09 | 289,382 | $0.00 | 321,542 | No | 4 | C | Indirect | By Benedikt Prinz 2019 Trust dated June 17, 2019 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018 |
No | 4 | S | Indirect | By Marie Helene Prinz 2019 Trust dated June 17, 2019 |
No | 4 | S | Indirect | By Benedikt Prinz 2019 Trust dated June 17, 2019 |
No | 4 | C | Indirect | By Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018 |
No | 4 | C | Indirect | By Marie Helene Prinz 2019 Trust dated June 17, 2019 |
No | 4 | C | Indirect | By Benedikt Prinz 2019 Trust dated June 17, 2019 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2022-06-09 | 818,146 | $0.00 | 818,146 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2022-06-09 | 289,382 | $0.00 | 289,382 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2022-06-09 | 289,382 | $0.00 | 289,382 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,374,969 | No | 4 | C | Indirect | ||
801,200 | No | 4 | C | Indirect | ||
801,200 | No | 4 | C | Indirect |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 0 | 1,055,131 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 0 | 1,055,131 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
0 | 1,055,131 | Indirect | |
0 | 1,055,131 | Indirect |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.64 to $12.39, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The Class B Common Stock is convertible into Class A Common Stock at the holder's election and has no expiration date or conversion price. On June 9, 2022, the Reporting Person directed the conversion of shares of Class B Common Stock into Class A Common Stock.
- The Reporting Person transferred 6,890,327 shares of Class B Common Stock to a trust on November 30, 2021 and such shares are now owned indirectly.
- The Gertrude Prinz Annuity Trust dated August 31, 2020 transferred 151,394 shares of Class B Common Stock to Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018 on November 30, 2021.
- The Friedrich Prinz Annuity Trust dated August 31, 2020 transferred 151,394 shares of Class B Common Stock to Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018 on November 30, 2021.