Filing Details
- Accession Number:
- 0001209191-11-033762
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-08 19:48:04
- Reporting Period:
- 2011-06-07
- Filing Date:
- 2011-06-08
- Accepted Time:
- 2011-06-08 19:48:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1267602 | Alimera Sciences Inc | ALIM | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1489531 | Kenneth Green | 6120 Windward Parkway Suite 290 Alpharetta GA 30005 | Svp & Chief Scientific Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-07 | 14,028 | $1.33 | 14,028 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-06-07 | 7,941 | $1.33 | 21,969 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-07 | 21,969 | $8.00 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-06-07 | 14,028 | $0.00 | 14,028 | $1.33 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-06-07 | 7,941 | $0.00 | 7,941 | $1.33 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,031 | 2016-10-12 | No | 4 | M | Direct | |
36,177 | 2016-10-12 | No | 4 | M | Direct |
Footnotes
- Exercisable with respect to 1/4 of the shares of stock which are subject to this option on 11/22/07 (the "Initial Vesting Date"), provided Employee remains continuously employed by Alimera through the Initial Vesting Date; and 3/4 of the shares of stock which are subject to this option in equal increments quarterly over three years beginning on the date three (3) months from the Initial Vesting Date provided he or she remains continuously employed by Alimera through the last day of each quarterly period.
- Exercisable with respect to 1/4 of the shares of stock which are subject to this option on 11/22/06 (the "Initial Vesting Date"), provided Employee remains continuously employed by Alimera through the Initial Vesting Date; and 3/4 of the shares of stock which are subject to this option in equal increments quarterly over three years beginning on the date three (3) months from the Initial Vesting Date provided he or she remains continuously employed by Alimera through the last day of each quarterly period.