Filing Details
- Accession Number:
- 0001933364-22-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-06-10 12:13:50
- Reporting Period:
- 2019-07-02
- Accepted Time:
- 2022-06-10 12:13:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 709005 | Noble Romans Inc | NROM | Retail-Eating Places (5812) | 351281154 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1933364 | William Wildman | 101 West Ohio Street Suite 2000 Indianapolis IN 46204 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-06-18 | 3,000 | $0.34 | 3,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-06-19 | 2,000 | $0.35 | 5,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-07-23 | 1,500 | $0.30 | 6,500 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-14 | 500 | $0.32 | 7,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-09-25 | 1,000 | $0.35 | 8,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-11-13 | 2,000 | $0.33 | 10,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-11-18 | 5,000 | $0.32 | 15,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-11-19 | 2,500 | $0.32 | 17,500 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-11-19 | 2,500 | $0.31 | 20,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-11-19 | 5,000 | $0.32 | 25,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-11-19 | 5,000 | $0.31 | 30,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-11-20 | 5,000 | $0.31 | 35,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-11-20 | 5,000 | $0.32 | 40,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-11-20 | 5,000 | $0.32 | 45,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-12-08 | 5,000 | $0.35 | 50,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option | Acquisiton | 2019-07-02 | 40,000 | $0.00 | 40,000 | $0.60 |
| Common Stock | Non-Qualified Stock Option | Acquisiton | 2020-09-30 | 40,000 | $0.00 | 40,000 | $0.40 |
| Common Stock | Non-Qualified Stock Option | Acquisiton | 2021-07-02 | 40,000 | $0.00 | 40,000 | $0.70 |
| Common Stock | Non-Qualified Stock Option | Acquisiton | 2022-06-01 | 45,000 | $0.00 | 45,000 | $0.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,000 | 2029-07-01 | No | 4 | A | Direct | |
| 40,000 | 2030-09-29 | No | 4 | A | Direct | |
| 40,000 | 2031-07-01 | No | 4 | A | Direct | |
| 45,000 | 2032-05-31 | No | 4 | A | Direct |
Footnotes
- Vests on the earlier of (i) one-third on the first anniversary of the grant date, one-third on the second anniversary of the grant date and one-third on the third anniversary of the grant date; or (ii) 25% when the closing price of the Common Stock reaches $2.00 per share, 25% when the closing price of the Common Stock reaches $3.00 per share and the balance when the closing price of the Common Stock reaches $4.00 per share.
Billionaire Hedge Funds
