Filing Details
- Accession Number:
- 0001433195-22-000060
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-06-09 19:30:55
- Reporting Period:
- 2022-06-07
- Accepted Time:
- 2022-06-09 19:30:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1433195 | Appfolio Inc | APPF | Services-Prepackaged Software (7372) | 260359894 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1643523 | Jonathan Walker | 50 Castilian Drive Santa Barbara CA 93117 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2022-06-07 | 2,388 | $11.70 | 596,668 | No | 4 | M | Indirect | By Trust |
Class A Common Stock | Acquisiton | 2022-06-07 | 10,289 | $13.43 | 606,957 | No | 4 | M | Indirect | By Trust |
Class A Common Stock | Disposition | 2022-06-07 | 6,822 | $98.66 | 600,135 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2022-06-07 | 3,633 | $99.38 | 596,502 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Acquisiton | 2022-06-09 | 9,945 | $11.70 | 606,447 | No | 4 | M | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | By Trust |
No | 4 | M | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | M | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2022-06-07 | 26,925 | $0.00 | 26,925 | $4.92 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2022-06-07 | 26,925 | $0.00 | 26,925 | $0.00 |
Class A Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2022-06-07 | 2,388 | $0.00 | 2,388 | $11.70 |
Class A Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2022-06-07 | 10,289 | $0.00 | 10,289 | $13.43 |
Class A Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2022-06-09 | 9,945 | $0.00 | 9,945 | $11.70 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-12-03 | 2024-12-03 | No | 4 | M | Indirect |
26,925 | No | 4 | M | Indirect | ||
9,945 | 2017-02-24 | 2026-02-28 | No | 4 | M | Indirect |
0 | 2019-02-20 | 2026-05-20 | No | 4 | M | Indirect |
0 | 2017-02-24 | 2026-02-28 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 27,308 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 7,194 | 7,194 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
7,194 | 7,194 | Direct |
Footnotes
- This transaction was executed in multiple trades with sales prices ranging from $98.19 to $99.17. The price reported above reflects the weighted average sales price for the cumulative trades. The reportingperson hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
- This transaction was executed in multiple trades with sales prices ranging from $99.20 to $99.73. The price reported above reflects the weighted average sales price for the cumulative trades. The reportingperson hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
- The reported securities reflect the exercise of 26,925 incentive stock options.
- Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers (i) by a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date.
- All outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share-for-one share basis, on the date when the number of the Issuer's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock.
- The reported securities reflect the exercise of 1,645 incentive stock options and 743 nonqualified stock options.
- The reported securities reflect the exercise of 577 incentive stock options and 9,712 nonqualified stock options.
- The reported securities reflect the exercise of 9,945 nonqualified stock options.