Filing Details
- Accession Number:
- 0001062993-22-014591
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-06-09 19:02:04
- Reporting Period:
- 2022-06-07
- Accepted Time:
- 2022-06-09 19:02:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1645590 | Hewlett Packard Enterprise Co | HPE | Wholesale-Computers & Peripheral Equipment & Software (5045) | 473298624 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1812397 | Jr E Thomas Black | C/O Hewlett Packard Enterprise Company 1701 E Mossy Oaks Road Spring TX 77389 | Evp, Gm, Storage | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-06-07 | 11,348 | $12.36 | 11,348 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-06-07 | 11,348 | $15.26 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-06-07 | 16,999 | $8.83 | 16,999 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-06-07 | 16,999 | $15.26 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2022-06-07 | 11,348 | $0.00 | 11,348 | $12.36 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2022-06-07 | 16,999 | $0.00 | 16,999 | $8.83 |
| Common Stock | Restricted Stock Units | Acquisiton | 2022-01-07 | 243 | $0.00 | 243 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2022-01-07 | 596 | $0.00 | 596 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2022-01-07 | 1,410 | $0.00 | 1,410 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-09-17 | 2022-12-10 | No | 4 | M | Direct |
| 0 | 2016-12-09 | 2023-12-09 | No | 4 | M | Direct |
| 18,407 | No | 4 | A | Direct | ||
| 43,251 | No | 4 | A | Direct | ||
| 98,939 | No | 4 | A | Direct |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.260-$15.2650. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- This option became exercisable beginning on this date and is fully vested.
- This option is no longer exercisable beginning on this date.
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- As previously reported, on 12/10/19, the reporting person was granted 50,505 Restricted Stock Units ("RSUs"), 16,835 of which vested on 12/10/20, and 16,835 of which vested on 12/10/21, and 16,835 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.9335 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 125.4783 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22.
- As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 288.9947 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 307.4832 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22.
- As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 683.2154 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 726.9242 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22.
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