Filing Details
- Accession Number:
- 0001209191-22-035591
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-06-09 18:33:50
- Reporting Period:
- 2022-06-07
- Accepted Time:
- 2022-06-09 18:33:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1595585 | Tricida Inc. | TCDA | Pharmaceutical Preparations (2834) | 463372526 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1602263 | Vhcp Management Ii, Llc | C/O Venrock 3340 Hillview Avenue Palo Alto CA 94304 | No | No | Yes | No | |
1602264 | Venrock Healthcare Capital Partners Ii, L.p. | C/O Venrock 3340 Hillview Avenue Palo Alto CA 94304 | No | No | Yes | No | |
1615979 | Y Bong Koh | C/O Venrock 3340 Hillview Avenue Palo Alto CA 94304 | No | No | Yes | No | |
1615983 | Vhcp Co-Investment Holdings Ii, Llc | C/O Venrock 3340 Hillview Avenue Palo Alto CA 94304 | No | No | Yes | No | |
1698082 | P Nimish Shah | C/O Venrock 3340 Hillview Avenue Palo Alto CA 94304 | No | No | Yes | No | |
1738048 | Venrock Healthcare Capital Partners Iii, L.p. | C/O Venrock 3340 Hillview Avenue Palo Alto CA 94304 | No | No | Yes | No | |
1738053 | Vhcp Management Iii, Llc | C/O Venrock 3340 Hillview Avenue Palo Alto CA 94304 | No | No | Yes | No | |
1750761 | Vhcp Co-Investment Holdings Iii, Llc | C/O Venrock 3340 Hillview Avenue Palo Alto CA 94304 | No | No | Yes | No | |
1808512 | Venrock Healthcare Capital Partners Eg, L.p. | C/O Venrock 3340 Hillview Avenue Palo Alto CA 94304 | No | No | Yes | No | |
1808518 | Vhcp Management Eg, Llc | C/O Venrock 3340 Hillview Avenue Palo Alto CA 94304 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-06-07 | 367,813 | $9.89 | 6,232,973 | No | 4 | P | Indirect | By Funds |
Common Stock | Acquisiton | 2022-06-08 | 111,111 | $9.51 | 6,344,084 | No | 4 | P | Indirect | By Funds |
Common Stock | Acquisiton | 2022-06-09 | 109,100 | $8.97 | 6,453,184 | No | 4 | P | Indirect | By Funds |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Funds |
No | 4 | P | Indirect | By Funds |
No | 4 | P | Indirect | By Funds |
Footnotes
- Consists of (i) 38,179 shares purchased by Venrock Healthcare Capital Partners II, L.P. ("VHCP II"), (ii) 15,446 shares purchased by VHCP Co-Investment Holdings II, LLC ("VHCP Co-2"), (iii) 82,575 shares purchased by Venrock Healthcare Capital Partners III, L.P. ("VHCP III"), (iv) 8,239 shares purchased by VHCP Co-Investment Holdings III, LLC ("VHCP Co-3") and (v) 223,374 shares purchased by Venrock Healthcare Capital Partners EG, L.P. ("VHCP EG").
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.74 to $10.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- VHCP Management II, LLC ("VHCPM II") is the general partner of VHCP II and the manager of VHCP Co-2. VHCP Management III, LLC ("VHCPM III") is the general partner of VHCP III and the manager of VHCP Co-3. VHCP Management EG, LLC ("VHCPM EG") is the general partner of VHCP EG. Messrs. Shah and Koh are the voting members of VHCPM II, VHCPM III and VHCPM EG. Each of VHCPM II, VHCPM III, VHCPM EG, Shah and Koh expressly disclaims beneficial ownership over all shares held by VHCP II, VHCP Co-2, VHCP III, VHCP Co-3 and VHCP EG except to the extent of its or his indirect pecuniary interest therein.
- Consists of (i) 29,211 shares purchased by VHCP III, (ii) 2,922 shares purchased by VHCP Co-3 and (iii) 78,978 shares purchased by VHCP EG.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.31 to $9.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- Consists of (i) 2,697 shares purchased by VHCP II, (ii) 1,093 shares purchased by VHCP Co-2, (iii) 27,686 shares purchased by VHCP III, (iv) 2,768 shares purchased by VHCP Co-3 and (v) 74,856 shares purchased by VHCP EG.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.74 to $9.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.