Filing Details
- Accession Number:
- 0001181431-11-035769
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-08 18:05:08
- Reporting Period:
- 2011-06-06
- Filing Date:
- 2011-06-08
- Accepted Time:
- 2011-06-08 18:05:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001233 | Sangamo Biosciences Inc | SGMO | Biological Products, (No Disgnostic Substances) (2836) | 680359556 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1324506 | G David Ichikawa | C/O Sangamo Biosciences Inc., Ste A-100 Point Richmond Tech Cntr, 501 Canal Blvd Richmond CA 94804 | Senior Vp, Bus. Dev. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-06 | 4,000 | $5.19 | 4,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-06 | 4,000 | $6.52 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-06-06 | 4,000 | $0.00 | 4,000 | $5.19 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
61,068 | 2014-12-19 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 21, 2011, which is the same Rule 10b5-1 trading plan (the "Plan") under which the Reporting Person sold his shares as reported in the previous Forms 4 filed on April 25, 2011 and May 9, 2011. An inadvertent error was made in the footnotes of these two previous Forms 4, which stated that the date of the Plan was March 11, 2011 instead of March 21, 2011.
- Options vest as follows: (i) 25% of the option shares on December 20, 2005, and (ii) the remaining shares vest in a series of successive monthly installments over the remaining 36 months thereafter.