Filing Details
- Accession Number:
- 0001567619-22-012605
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-06-09 16:42:53
- Reporting Period:
- 2022-06-07
- Accepted Time:
- 2022-06-09 16:42:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1505497 | Biorestorative Therapies Inc. | BRTX | Services-Misc Health & Allied Services, Nec (8090) | 911835664 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1677513 | Dale Broadrick | 3003 Brick Church Pike Nashville TN 37207 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-06-07 | 3,600 | $4.72 | 286,273 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-06-08 | 2,400 | $4.33 | 288,673 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 316,972 | Indirect | See footnote |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant to acquire Common Stock | $120.00 | 2019-02-19 | 2024-02-19 | 125 | 125 | Direct |
| Common Stock | Warrant to acquire Common Stock | $120.00 | 2019-02-19 | 2024-02-19 | 125 | 125 | Direct |
| Common Stock | Warrant to acquire Common Stock | $120.00 | 2019-05-07 | 2024-05-07 | 138 | 138 | Direct |
| Common Stock | Warrant to acquire Common Stock | $120.00 | 2019-05-07 | 2024-05-07 | 138 | 138 | Direct |
| Common Stock | Warrant to acquire Common Stock | $120.00 | 2019-10-16 | 2024-10-16 | 833 | 833 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-02-19 | 125 | 125 | Direct |
| 2024-02-19 | 125 | 125 | Direct |
| 2024-05-07 | 138 | 138 | Direct |
| 2024-05-07 | 138 | 138 | Direct |
| 2024-10-16 | 833 | 833 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $4.585 to $4.7699 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $4.1999 to $4.6199 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- Owned by Fleetco, Inc. of which reporting person is a 93% shareholder.
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