Filing Details
- Accession Number:
- 0001209191-22-035356
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-06-09 16:08:15
- Reporting Period:
- 2022-06-08
- Accepted Time:
- 2022-06-09 16:08:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1728688 | I3 Verticals Inc. | IIIV | Services-Business Services, Nec (7389) | 824052852 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1737502 | Robert Bertke | 40 Burton Hills Blvd. Suite 415 Nashville TN 37215 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2022-06-08 | 7,500 | $13.00 | 7,500 | No | 4 | M | Direct | |
Class A Common Stock, Par Value $0.0001 Per Share | Disposition | 2022-06-08 | 5,176 | $24.74 | 2,324 | No | 4 | F | Direct | |
Class A Common Stock, Par Value $0.0001 Per Share | Disposition | 2022-06-08 | 2,324 | $24.72 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.0001 Per Share | Stock Option (Right to Buy) | Disposition | 2022-06-08 | 7,500 | $0.00 | 7,500 | $13.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
91,300 | 2028-06-20 | No | 4 | M | Direct |
Footnotes
- The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.