Filing Details

Accession Number:
0001209191-22-035279
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-06-09 06:56:06
Reporting Period:
2022-06-08
Accepted Time:
2022-06-09 06:56:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
836147 Middlefield Banc Corp MBCN State Commercial Banks (6022) 341585111
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1223983 Ii R James Heslop 15985 East High Street
P. O. Box 35
Middlefield OH 44062
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-06-08 4 $25.00 2,144 No 4 P Indirect held in IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect held in IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 29,363 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Conditional Stock Award $24.80 2025-02-23 3,931 3,931 Direct
Common Stock Conditional Stock Award $22.50 2024-02-23 2,921 2,921 Direct
Common Stock Conditional Stock Award $26.09 2023-02-25 2,422 2,422 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-02-23 3,931 3,931 Direct
2024-02-23 2,921 2,921 Direct
2023-02-25 2,422 2,422 Direct
Footnotes
  1. Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 25, 2022.
  2. Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 25, 2021.
  3. Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 26, 2020.