Filing Details
- Accession Number:
- 0001415889-22-006303
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2022-06-08 13:20:48
- Reporting Period:
- 2022-06-02
- Accepted Time:
- 2022-06-08 13:20:48
- Original Submission Date:
- 2022-06-03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1380936 | Guggenheim Strategic Opportunities Fund | GOF | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1298064 | C Randall Barnes | 227 W. Monroe Street Chicago IL 60606 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-06-02 | 13,000 | $17.61 | 27,881 | No | 4 | S | Indirect | Randall C. Barnes Childrens' Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Randall C. Barnes Childrens' Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 104,104 | Direct |
Footnotes
- The Direct share ownership of 104,104 which is directly held in Randall Barnes Roth IRA was inadvertently excluded from the June 3, 2022 Form 4 transaction.