Filing Details

Accession Number:
0001753926-22-000855
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-06-07 21:00:24
Reporting Period:
2022-06-03
Accepted Time:
2022-06-07 21:00:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1266806 Second Sight Medical Products Inc EYES Electromedical & Electrotherapeutic Apparatus (3845) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1624919 Gregg Williams 13170 Telfair Avenue
Sylmar CA 91342
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-06-03 3,960 $2.46 11,233,347 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.355 to $2.25, inclusive. The reporting person undertakes to provide to Second Sight Medical Products, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  2. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,960 shares of common stock on June 2, 2022. Mr. Williams is the Trustee of the GW Trust.
  3. After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 4,856,093 shares of common stock and warrants to purchase 1,713,599 shares of common stock owned by GW Trust, (ii) 3,638,568 shares of common stock and warrants to purchase 3,453,038 shares of common stock owned by Williams International Co. LLC (iii) 544,760 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 2,193,926 shares of common stock and warrants to purchase 863,259 shares of common stock owned by GST. Includes 25,636 shares of common stock issuable to Mr. Williams upon exercise of options. Greg Williams has voting and dispositive power over all of these shares.