Filing Details
- Accession Number:
- 0001079023-11-000126
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-08 16:54:48
- Reporting Period:
- 2011-06-07
- Filing Date:
- 2011-06-08
- Accepted Time:
- 2011-06-08 16:54:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1079023 | Varian Semiconductor Equipment Associates Inc | VSEA | Special Industry Machinery, Nec (3559) | 770501994 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1293295 | C Thomas Baker | 35 Dory Road Gloucester MA 01930 | Vice President Finance | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-07 | 8,812 | $27.24 | 35,089 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-07 | 8,812 | $61.45 | 26,277 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-07 | 7,312 | $27.53 | 33,589 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-07 | 7,312 | $61.45 | 26,277 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-07 | 7,312 | $42.73 | 33,589 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-07 | 7,312 | $61.45 | 26,277 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-07 | 6,851 | $46.65 | 33,128 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-07 | 6,851 | $61.45 | 26,277 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-07 | 10,719 | $38.99 | 36,996 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-07 | 10,719 | $61.45 | 26,277 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-07 | 4,266 | $33.49 | 30,543 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-07 | 4,266 | $61.45 | 26,277 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-07 | 3,937 | $37.68 | 30,214 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-07 | 3,937 | $61.45 | 26,277 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-07 | 3,609 | $34.33 | 29,886 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-07 | 3,609 | $61.45 | 26,277 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-07 | 17,500 | $17.08 | 43,777 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-07 | 17,500 | $61.45 | 26,277 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-07 | 2,250 | $18.42 | 28,527 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-07 | 2,250 | $61.45 | 26,277 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-07 | 17,500 | $61.45 | 17,500 | $17.08 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-07 | 2,250 | $61.45 | 2,250 | $18.42 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-07 | 8,812 | $61.45 | 8,812 | $27.24 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-07 | 7,312 | $61.45 | 7,312 | $27.53 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-07 | 4,266 | $61.45 | 4,266 | $33.49 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-07 | 3,609 | $61.45 | 3,609 | $34.33 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-07 | 3,937 | $61.45 | 3,937 | $37.68 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-07 | 10,719 | $61.45 | 10,719 | $38.99 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-07 | 7,312 | $61.45 | 7,312 | $42.73 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-07 | 6,851 | $61.45 | 6,851 | $46.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,500 | 2009-11-24 | 2015-11-24 | No | 4 | M | Direct |
1,750 | 2010-02-26 | 2016-02-26 | No | 4 | M | Direct |
0 | 2007-11-17 | 2013-11-17 | No | 4 | M | Direct |
0 | 2008-02-09 | 2014-02-09 | No | 4 | M | Direct |
984 | 2009-02-09 | 2015-02-09 | No | 4 | M | Direct |
1,641 | 2009-08-14 | 2015-08-14 | No | 4 | M | Direct |
1,313 | 2009-05-09 | 2015-05-09 | No | 4 | M | Direct |
1,531 | 2008-11-13 | 2014-11-13 | No | 4 | M | Direct |
0 | 2008-05-10 | 2014-05-10 | No | 4 | M | Direct |
457 | 2008-08-17 | 2014-08-17 | No | 4 | M | Direct |
Footnotes
- The Options were granted on November 24, 2008 and will vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested on November 24, 2012.
- The Options were granted on February 26, 2009 and will vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested on February 26, 2013.
- The Options were granted on November 17, 2006 and will vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested on November 17, 2010.
- The Options were granted on February 9, 2007 and will vest as to one-fourth (1/4) on February 9, 2008 and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares are vested on February 9. 2011.
- The Options were granted on February 9, 2008 and will vest as to one-fourth (1/4) on February 9, 2009 and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares are vested on February 9. 2012.
- The Options vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested at the end of four (4) years.