Filing Details

Accession Number:
0001079023-11-000126
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-08 16:54:48
Reporting Period:
2011-06-07
Filing Date:
2011-06-08
Accepted Time:
2011-06-08 16:54:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1079023 Varian Semiconductor Equipment Associates Inc VSEA Special Industry Machinery, Nec (3559) 770501994
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1293295 C Thomas Baker 35 Dory Road
Gloucester MA 01930
Vice President Finance No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-06-07 8,812 $27.24 35,089 No 4 M Direct
Common Stock Disposition 2011-06-07 8,812 $61.45 26,277 No 4 S Direct
Common Stock Acquisiton 2011-06-07 7,312 $27.53 33,589 No 4 M Direct
Common Stock Disposition 2011-06-07 7,312 $61.45 26,277 No 4 S Direct
Common Stock Acquisiton 2011-06-07 7,312 $42.73 33,589 No 4 M Direct
Common Stock Disposition 2011-06-07 7,312 $61.45 26,277 No 4 S Direct
Common Stock Acquisiton 2011-06-07 6,851 $46.65 33,128 No 4 M Direct
Common Stock Disposition 2011-06-07 6,851 $61.45 26,277 No 4 S Direct
Common Stock Acquisiton 2011-06-07 10,719 $38.99 36,996 No 4 M Direct
Common Stock Disposition 2011-06-07 10,719 $61.45 26,277 No 4 S Direct
Common Stock Acquisiton 2011-06-07 4,266 $33.49 30,543 No 4 M Direct
Common Stock Disposition 2011-06-07 4,266 $61.45 26,277 No 4 S Direct
Common Stock Acquisiton 2011-06-07 3,937 $37.68 30,214 No 4 M Direct
Common Stock Disposition 2011-06-07 3,937 $61.45 26,277 No 4 S Direct
Common Stock Acquisiton 2011-06-07 3,609 $34.33 29,886 No 4 M Direct
Common Stock Disposition 2011-06-07 3,609 $61.45 26,277 No 4 S Direct
Common Stock Acquisiton 2011-06-07 17,500 $17.08 43,777 No 4 M Direct
Common Stock Disposition 2011-06-07 17,500 $61.45 26,277 No 4 S Direct
Common Stock Acquisiton 2011-06-07 2,250 $18.42 28,527 No 4 M Direct
Common Stock Disposition 2011-06-07 2,250 $61.45 26,277 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-06-07 17,500 $61.45 17,500 $17.08
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-06-07 2,250 $61.45 2,250 $18.42
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-06-07 8,812 $61.45 8,812 $27.24
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-06-07 7,312 $61.45 7,312 $27.53
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-06-07 4,266 $61.45 4,266 $33.49
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-06-07 3,609 $61.45 3,609 $34.33
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-06-07 3,937 $61.45 3,937 $37.68
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-06-07 10,719 $61.45 10,719 $38.99
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-06-07 7,312 $61.45 7,312 $42.73
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-06-07 6,851 $61.45 6,851 $46.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,500 2009-11-24 2015-11-24 No 4 M Direct
1,750 2010-02-26 2016-02-26 No 4 M Direct
0 2007-11-17 2013-11-17 No 4 M Direct
0 2008-02-09 2014-02-09 No 4 M Direct
984 2009-02-09 2015-02-09 No 4 M Direct
1,641 2009-08-14 2015-08-14 No 4 M Direct
1,313 2009-05-09 2015-05-09 No 4 M Direct
1,531 2008-11-13 2014-11-13 No 4 M Direct
0 2008-05-10 2014-05-10 No 4 M Direct
457 2008-08-17 2014-08-17 No 4 M Direct
Footnotes
  1. The Options were granted on November 24, 2008 and will vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested on November 24, 2012.
  2. The Options were granted on February 26, 2009 and will vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested on February 26, 2013.
  3. The Options were granted on November 17, 2006 and will vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested on November 17, 2010.
  4. The Options were granted on February 9, 2007 and will vest as to one-fourth (1/4) on February 9, 2008 and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares are vested on February 9. 2011.
  5. The Options were granted on February 9, 2008 and will vest as to one-fourth (1/4) on February 9, 2009 and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares are vested on February 9. 2012.
  6. The Options vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested at the end of four (4) years.