Filing Details
- Accession Number:
- 0001140361-11-031963
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-08 16:36:09
- Reporting Period:
- 2011-04-01
- Filing Date:
- 2011-06-08
- Accepted Time:
- 2011-06-08 16:36:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1347858 | 22Nd Century Group Inc. | XXII.OB | Cigarettes (2111) | 980468420 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1508752 | Joseph Pandolfino | 8201 Main Street, Suite 6 Williamsville NY 14221 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-01 | 200,000 | $0.00 | 4,768,635 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2011-06-07 | 110,000 | $1.03 | 4,658,635 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant | $3.00 | 2011-01-25 | 2016-01-25 | 1,404,261 | 1,404,261 | Direct |
| Common Stock | Warrant | $1.50 | 2011-01-25 | 2016-01-25 | 37,500 | 37,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-01-25 | 1,404,261 | 1,404,261 | Direct |
| 2016-01-25 | 37,500 | 37,500 | Direct |
Footnotes
- The shares transferred are subject to a lock-up agreement and were sold pursuant to the permitted exceptions.
Billionaire Hedge Funds
