Filing Details
- Accession Number:
- 0001104659-22-068715
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-06-06 21:56:15
- Reporting Period:
- 2022-06-03
- Accepted Time:
- 2022-06-06 21:56:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
4281 | Howmet Aerospace Inc. | HWM | Rolling Drawing & Extruding Of Nonferrous Metals (3350) | 250317820 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1688603 | Ken Giacobbe | 201 Isabella Street Suite 200 Pittsburgh PA 15212 | Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-06-03 | 53,978 | $20.27 | 420,113 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2022-06-03 | 25,570 | $28.98 | 445,683 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-06-03 | 63,304 | $36.31 | 382,379 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2022-06-03 | 53,978 | $0.00 | 53,978 | $20.27 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2022-06-03 | 25,570 | $0.00 | 25,570 | $28.98 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2027-01-13 | No | 4 | M | Direct | |
0 | 2028-01-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 676 | Indirect | By Company 401(k) Plan |
Footnotes
- Represents shares sold in the open market, the proceeds of which were used to pay the exercise price and tax withholding obligations incurred upon the exercise of the stock options.
- The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.14 to $36.49. The reporting person undertakes to provide to Howmet Aerospace Inc. ("Howmet"), any security holder of Howmet, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- The option became exercisable in three equal annual installments beginning on January 13, 2018, which was the first anniversary of the date on which the option was granted.
- The option became exercisable in three equal annual installments beginning on January 19, 2019, which was the first anniversary of the date on which the option was granted.