Filing Details

Accession Number:
0001868941-22-000040
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-06-06 20:08:14
Reporting Period:
2022-06-02
Accepted Time:
2022-06-06 20:08:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1868941 Fluence Energy Inc. FLNC Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1884632 Seyed Madaeni C/O Fluence Energy, Inc.
4601 Fairfax Drive, Suite 600
Arlington VA 22203
Svp & Chief Digital Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-06-02 84,208 $2.45 84,208 No 4 M Direct
Class A Common Stock Disposition 2022-06-02 84,208 $10.15 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option Disposition 2022-06-02 84,208 $0.00 84,208 $2.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
517,933 2031-04-02 No 4 M Direct
Footnotes
  1. Proceeds from the sale were used to pay the exercise price of such portion of the stock option, pursuant to a broker-assisted cashless exercise, and applicable withholding taxes.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $10.1 to $10.23, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote.
  3. Represents part of a single option award grant initially for an aggregate 602,141 shares. 1/3rd of the aggregate shares subject to the option became vested and exercisable on April 2, 2022, 1/3 of the shares subject to the option become vested and exercisable on April 2, 2023 and 1/3 of the shares subject to the option become vested and exercisable on April 2, 2024.