Filing Details
- Accession Number:
- 0001181431-11-035694
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-08 16:26:25
- Reporting Period:
- 2011-06-06
- Filing Date:
- 2011-06-08
- Accepted Time:
- 2011-06-08 16:26:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1289308 | Enersys | ENS | Wholesale-Electrical Apparatus & Equipment, Wiring Supplies (5063) | 233058564 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1298264 | R Raymond Kubis | 2366 Bernville Road Reading PA 19605 | President, Enersys Europe | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-06-06 | 4,500 | $33.22 | 105,689 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-06-06 | 15,000 | $21.91 | 120,689 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-06-06 | 1,197 | $21.91 | 121,886 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-06-06 | 23,479 | $16.20 | 145,365 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-06 | 23,479 | $33.18 | 121,886 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2011-06-06 | 15,000 | $0.00 | 15,000 | $21.91 |
| Common Stock | Stock Options | Disposition | 2011-06-06 | 1,197 | $0.00 | 1,197 | $21.91 |
| Common Stock | Stock Options | Disposition | 2011-06-06 | 23,479 | $0.00 | 23,479 | $16.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 27,760 | 2012-03-22 | No | 4 | M | Direct | |
| 0 | 2012-03-22 | No | 4 | M | Direct | |
| 16,745 | 2019-05-18 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $32.78 to $33.74. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactions were effected is available to the SEC staff, the issuer or any security holder of the issuer, upon request.
- This transaction was executed in multiple trades at prices ranging from $32.74 to $33.68. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactions were effected is available to the SEC staff, the issuer or any security holder of the issuer, upon request.
- These options vested twenty-five percent on each of March 22, 2003 and March 22, 2004, thirty percent on July 29, 2004, and twenty percent on March 22, 2005.
- These options vested seventy-five percent upon grant and twenty-five percent on July 29, 2004.
- These options vested thirty-three and one-third percent on each of May 18, 2009, May 18, 2010, and May 18, 2011.
- This reporting person holds an aggregate total of 97,218 option shares with various prices, exercisability and expiration dates.
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