Filing Details
- Accession Number:
- 0001079023-11-000124
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-08 16:24:36
- Reporting Period:
- 2011-06-07
- Filing Date:
- 2011-06-08
- Accepted Time:
- 2011-06-08 16:24:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1079023 | Varian Semiconductor Equipment Associates Inc | VSEA | Special Industry Machinery, Nec (3559) | 770501994 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1183258 | E Gary Dickerson | 35 Dory Road Gloucester MA 01930 | Chief Executive Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-07 | 37,109 | $15.69 | 183,359 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-07 | 37,109 | $61.45 | 146,250 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-07 | 42,189 | $23.77 | 188,439 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-07 | 42,189 | $61.45 | 146,250 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-07 | 36,562 | $27.24 | 182,812 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-07 | 36,562 | $61.45 | 146,250 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-07 | 36,562 | $27.53 | 182,812 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-07 | 36,562 | $61.45 | 146,250 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-07 | 36,564 | $42.73 | 182,814 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-07 | 36,564 | $61.45 | 146,250 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-07 | 34,274 | $46.65 | 180,524 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-07 | 34,274 | $61.45 | 146,250 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-07 | 37,109 | $61.45 | 37,109 | $15.69 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-07 | 42,189 | $61.45 | 42,189 | $23.77 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-07 | 36,562 | $61.45 | 36,562 | $27.24 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-07 | 36,562 | $61.45 | 36,562 | $27.53 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-07 | 36,564 | $61.45 | 36,564 | $42.73 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-07 | 34,274 | $61.45 | 34,274 | $46.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2006-03-18 | 2013-03-18 | No | 4 | M | Direct |
0 | 2007-08-18 | 2013-08-18 | No | 4 | M | Direct |
0 | 2007-11-17 | 2013-11-17 | No | 4 | M | Direct |
0 | 2008-02-09 | 2014-02-09 | No | 4 | M | Direct |
0 | 2008-05-10 | 2014-05-10 | No | 4 | M | Direct |
2,285 | 2008-08-17 | 2014-08-17 | No | 4 | M | Direct |
Footnotes
- The Options were granted on March 18, 2005 and will vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested on March 18, 2009.
- The Options were granted on August 18, 2006 and will vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested on March 18, 2010.
- The Options were granted on November 17, 2006 and will vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested on November 17, 2010.
- The Options were granted on February 9, 2007 and will vest as to one-fourth (1/4) on February 9, 2008 and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares are vested on February 9. 2011.
- The Options vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested at the end of four (4) years.