Filing Details

Accession Number:
0001079023-11-000124
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-08 16:24:36
Reporting Period:
2011-06-07
Filing Date:
2011-06-08
Accepted Time:
2011-06-08 16:24:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1079023 Varian Semiconductor Equipment Associates Inc VSEA Special Industry Machinery, Nec (3559) 770501994
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1183258 E Gary Dickerson 35 Dory Road
Gloucester MA 01930
Chief Executive Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-06-07 37,109 $15.69 183,359 No 4 M Direct
Common Stock Disposition 2011-06-07 37,109 $61.45 146,250 No 4 S Direct
Common Stock Acquisiton 2011-06-07 42,189 $23.77 188,439 No 4 M Direct
Common Stock Disposition 2011-06-07 42,189 $61.45 146,250 No 4 S Direct
Common Stock Acquisiton 2011-06-07 36,562 $27.24 182,812 No 4 M Direct
Common Stock Disposition 2011-06-07 36,562 $61.45 146,250 No 4 S Direct
Common Stock Acquisiton 2011-06-07 36,562 $27.53 182,812 No 4 M Direct
Common Stock Disposition 2011-06-07 36,562 $61.45 146,250 No 4 S Direct
Common Stock Acquisiton 2011-06-07 36,564 $42.73 182,814 No 4 M Direct
Common Stock Disposition 2011-06-07 36,564 $61.45 146,250 No 4 S Direct
Common Stock Acquisiton 2011-06-07 34,274 $46.65 180,524 No 4 M Direct
Common Stock Disposition 2011-06-07 34,274 $61.45 146,250 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-06-07 37,109 $61.45 37,109 $15.69
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-06-07 42,189 $61.45 42,189 $23.77
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-06-07 36,562 $61.45 36,562 $27.24
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-06-07 36,562 $61.45 36,562 $27.53
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-06-07 36,564 $61.45 36,564 $42.73
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-06-07 34,274 $61.45 34,274 $46.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2006-03-18 2013-03-18 No 4 M Direct
0 2007-08-18 2013-08-18 No 4 M Direct
0 2007-11-17 2013-11-17 No 4 M Direct
0 2008-02-09 2014-02-09 No 4 M Direct
0 2008-05-10 2014-05-10 No 4 M Direct
2,285 2008-08-17 2014-08-17 No 4 M Direct
Footnotes
  1. The Options were granted on March 18, 2005 and will vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested on March 18, 2009.
  2. The Options were granted on August 18, 2006 and will vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested on March 18, 2010.
  3. The Options were granted on November 17, 2006 and will vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested on November 17, 2010.
  4. The Options were granted on February 9, 2007 and will vest as to one-fourth (1/4) on February 9, 2008 and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares are vested on February 9. 2011.
  5. The Options vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested at the end of four (4) years.