Filing Details

Accession Number:
0001104659-22-068436
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-06-06 13:48:33
Reporting Period:
2022-06-02
Accepted Time:
2022-06-06 13:48:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1534254 Cion Investment Corp CION () 453058280
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1553171 A Robert Breakstone C/O Cion Investment Corp.
3 Park Avenue, 36Th Fl
New York NY 10016
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Acquisiton 2022-06-02 3,000 $10.76 3,000 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Footnotes
  1. Represents the aggregate of purchases effected on the same trading day at different prices.
  2. Represents the weighted average purchase price per Share. The Shares were purchased at prices of $10.74 and $10.76 per Share.
  3. An IRA is the record holder of these Shares. Mr. Breakstone is the direct beneficiary with sole voting and investment power with respect to the Shares held by the IRA.