Filing Details
- Accession Number:
- 0001209191-11-033685
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-06-08 15:29:36
- Reporting Period:
- 2010-07-21
- Filing Date:
- 2011-06-08
- Accepted Time:
- 2011-06-08 15:29:36
- Original Submission Date:
- 2010-08-06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1109242 | Hanmi Financial Corp | HAFC | National Commercial Banks (6021) | 954788120 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1456501 | Alan John Hall | 3660 Wilshire Blvd. Ph-A Los Angeles CA 90010 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-07-21 | 6,000 | $1.20 | 21,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $1.35 | 2010-04-08 | 2019-04-07 | 20,000 | 20,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-04-07 | 20,000 | 20,000 | Direct |
Footnotes
- X was incorrect since it was a private purchase of non-derivative security.
- 9,000 was incorrect. Instead, 6,000 was purchased.
- The original number of 9,000 was incorrect. This includes 6,000 common stock purchased by rights offering and 15,000 restricted stock bonus award granted on April 8, 2009 which vests over 5 years.
Billionaire Hedge Funds
