Filing Details
- Accession Number:
- 0001140361-11-031897
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-08 15:14:11
- Reporting Period:
- 2011-06-07
- Filing Date:
- 2011-06-08
- Accepted Time:
- 2011-06-08 15:14:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1382230 | Essa Bancorp Inc. | ESSA | Savings Institutions, Not Federally Chartered (6036) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1393153 | A William Viechnicki | 200 Palmer Street Stroudsburg PA 18360 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-07 | 3,000 | $11.38 | 39,000 | No | 4 | P | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 15,000 | Indirect | By Spouse |
Common Stock | 13,577 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $12.35 | 2009-05-23 | 2018-05-23 | 54,127 | 54,127 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-05-23 | 54,127 | 54,127 | Direct |
Footnotes
- Includes shares of restricted stock that vest at a rate of 20% per year commencing on May 23, 2009.
- Reflects stock options that vest at a rate of 20% per year commencing on May 23, 2009.