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Home > Insider Trading > Filing (0001538716-22-000113)

Filing Details

Accession Number:: 0001538716-22-000113
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-06-03 17:45:58
Reporting Period:: 2022-06-02

Accepted Time:: 2022-06-03 17:45:58
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1538716	Oportun Financial Corp	OPRT	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1268885	Aida Alvarez	C/O Oportun Financial Corporation 2 Circle Star Way San Carlos CA 94070		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2022-06-02	18,181	$1.32	37,055	No	4	M	Direct
Common Stock	Disposition	2022-06-02	18,181	$11.46	18,874	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2022-06-02	18,181	$1.32	18,181	$1.32

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2022-08-01	No	4	M	Direct

Footnotes

Weighted average price. These shares were sold in multiple transactions at prices ranging from $11.30 to $11.585 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option is fully vested.