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Filing Details

Accession Number:: 0001209191-22-034270
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-06-03 17:45:40
Reporting Period:: 2022-06-01

Accepted Time:: 2022-06-03 17:45:40
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1422930	Pubmatic Inc.	PUBM	Services-Computer Programming, Data Processing, Etc. (7370)	205863224

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1834012	C. Thomas Chow	C/O Pubmatic, Inc. 601 Marshall Street Redwood City CA 94063	General Counsel And Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2022-06-01	646	$3.89	4,697	No	4	M	Direct
Class A Common Stock	Acquisiton	2022-06-01	944	$2.97	5,641	No	4	M	Direct
Class A Common Stock	Acquisiton	2022-06-01	4,166	$2.16	9,807	No	4	M	Direct
Class A Common Stock	Disposition	2022-06-01	1,250	$20.50	8,557	No	4	S	Direct
Class A Common Stock	Disposition	2022-06-01	5,756	$20.28	2,801	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Stock Option (Right to buy Class B Common Stock)	Disposition	2022-06-01	646	$0.00	646	$3.89
Class B Common Stock	Stock Option (Right to buy Class B Common Stock)	Disposition	2022-06-01	944	$0.00	944	$2.97
Class B Common Stock	Stock Option (Right to buy Class B Common Stock)	Disposition	2022-06-01	4,166	$0.00	4,166	$2.16

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
15,487	2028-08-20	No	4	M	Direct
8,958	2029-05-20	No	4	M	Direct
22,922	2030-07-28	No	4	M	Direct

Footnotes

Includes 1,250 shares of Class A Common Stock that were acquired by the Reporting Person on May 31, 2022 pursuant to the Issuer's employee stock purchase plan.
These securities were acquired by the Reporting Person on May 31, 2021 pursuant to the Issuer's employee stock purchase plan.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.25 to $20.385 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
The option vested as to 25% of the total shares on July 10, 2019, and 1/4 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
The option vested as to 1/48 of the total shares on February 1, 2019, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
The option vested as to 1/48 of the total shares on February 1, 2020, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.