Filing Details
- Accession Number:
- 0000898770-22-000050
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-06-03 17:07:13
- Reporting Period:
- 2022-06-01
- Accepted Time:
- 2022-06-03 17:07:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 898770 | Sharps Compliance Corp | SMED | Hazardous Waste Management (4955) | 742657168 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1158037 | P David Tusa | 9220 Kirby Drive Suite 500 Houston TX 77054 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-06-01 | 60,000 | $3.80 | 148,088 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-06-01 | 60,000 | $4.32 | 88,088 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-06-02 | 56,994 | $3.80 | 145,082 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-06-02 | 56,994 | $4.41 | 88,088 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-06-02 | 31,994 | $4.42 | 56,094 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Sharps Compliance 2010 Stock Plan Options | Disposition | 2022-06-01 | 60,000 | $3.80 | 60,000 | $3.80 |
| Common Stock | Sharps Compliance 2010 Stock Plan Options | Disposition | 2022-06-02 | 56,994 | $3.80 | 56,994 | $3.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 187,813 | 2020-02-13 | 2026-02-13 | No | 4 | M | Direct |
| 130,819 | 2020-02-13 | 2026-02-13 | No | 4 | M | Direct |
Footnotes
- Cashless exercise and immediate sale through a broker of a stock award granted on February 13, 2019. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on February 13, 2026.
- This represents the weighted average sale of the 60,000 shares. Shares were sold between a range of $4.30 and $4.365.
- This represents the weighted average sale of the 56,994 shares. Shares were sold between a range of $4.40 and $4.465.
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